Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Effective Date of the Uniform Branch Office Definition and Related Interpretive Material and Extending the Transition Deadline for Compliance With Form BR and Form U4 Filing Requirements

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: March 22, 2006

Resources

Public Comments Due

April 19, 2006

File Number

SR-NASD-2006-037

Rule Type

Notice

Release Number

34-53538

SEC Issue Date

March 22, 2006

Federal Register Publish Date

March 29, 2006

Document Citation

71 FR 15786