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Notice Rule

Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements.

Securities Futures Associations, National Futures Association

Last Reviewed or Updated: Nov. 18, 2005

Resources

Notice Rule: SEC Issued Version (pdf 134.6 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 19, 2005

File Number

SR-NFA-2005-01

Rule Type

Notice

Release Number

34-52808

SEC Issue Date

Nov. 18, 2005

Federal Register Publish Date

Nov. 28, 2005

Document Citation

70 FR 71347

Rules & Regulations

Enforcement & Litigation

Compliance

Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements.

Resources

Details

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Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements.

Resources

Details