Release Number
34-49314
SEC Issue Date
Federal Register Publish Date
Document Citation
69 FR 9888
Order Rule
Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to Certain Prerequisites to and Exemptions From Taking the Research Analyst Qualification Examination ("Series 86/87")
National Securities Exchanges, New York Stock Exchange LLC (NYSE)
Registered Securities Associations, National Association of Securities Dealers (NASD)
Last Reviewed or Updated: Feb. 24, 2004
Resources
Details
File Number
SR-NYSE-2004-03
Rule Type
Order
Release Number
34-49464
SEC Issue Date
Federal Register Publish Date
Document Citation
69 FR 16628
Public Comments