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Regulatory Release

Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks Under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934

Details

Rule Type

Final

Release Number

34-44291

SEC Issue Date

May 11, 2001 | 1:20 pm ET

Effective Date

May 11, 2001

Federal Register Publish Date

May 18, 2001 | 6:10 pm ET

Document Citation

66 FR 27759

RIN

3235-AI19

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks Under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934

Details

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Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks Under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934

Details

Resources