Reports and Publications
This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.
| Date | Title | Category |
|---|---|---|
| FY21 Enforcement Results (PDF) | Annual Reports | |
| Division of Enforcement 2020 Annual Report (PDF) | Annual Reports | |
| Division of Enforcement 2019 Annual Report (PDF) | Annual Reports | |
| Division of Enforcement 2018 Annual Report (PDF) | Annual Reports |