About
The Miami Regional Office is responsible for enforcing violations of the federal securities laws and examining regulated entities such as investment advisers, investment companies, and broker-dealers.
The Miami office primarily conducts its enforcement or examination activities in Florida, Louisiana, Mississippi, Puerto Rico, and the U.S. Virgin Islands.
Contact the Office
Request a speaker from the Miami office. We will follow up with you about your request once it is received and reviewed. Thank you for your interest in the Miami Regional Office’s participation in your event.
801 Brickell Ave., Suite 1950, Miami , FL 33131
Directors
- Eric I. Bustillo, Regional Director
- Glenn S. Gordon, Associate Regional Director (Enforcement)
- Jean Cabot, Associate Regional Director (Examinations)