About
The Fort Worth Regional Office is responsible for enforcing violations of the federal securities laws and examining regulated entities such as investment advisers, investment companies, and broker-dealers.
The Fort Worth office primarily conducts its enforcement or examination activities in Arkansas, Kansas, Oklahoma, and Texas.
Contact the Office
801 Cherry Street, Suite 1900, Unit 18, Fort Worth, TX 76102
Directors
- Eric R. Werner, Regional Director
- Marshall Gandy, Co-National Associate Director, IA-IC Examinations
- Vacant, Associate Regional Director, Enforcement