The Atlanta Regional Office is responsible for enforcing violations of the federal securities laws and examining regulated entities such as investment advisers, investment companies, and broker-dealers.
The Atlanta office primarily conducts its enforcement or examination activities in Alabama, Georgia, North Carolina, South Carolina, and Tennessee.
What's New
Contact the Office
950 East Paces Ferry Rd NE, Suite 900, Atlanta, GA 30326
Directors
- Nekia Hackworth Jones, Regional Director
- Justin Jeffries, Associate Regional Director (Enforcement)
- Kenneth French, Associate Regional Director (Examinations)