What's New

Date Title Division/Office
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified and Superseded by Amendment No. 1, to Adopt Extended Trading Hours for Eligible Equity... Trading and Markets
Administrative Proceeding: Northeast Financial Group, Inc. Enforcement
Commission Opinion and Adjudicatory Order - Brian Michael Sterz Enforcement
Commission Opinion and Adjudicatory Order - Joseph Gordon Nelson Enforcement
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Exchange’s Plans to List and Trade Binary Options that Overlie the Mini-S&P 500 Trading and Markets
SEC, CFTC Seek Public Comment on the Harmonization of Portfolio Margining Frameworks Trading and Markets
Investment Company Act Order: Lord Abbett Private Credit Fund, et al. Investment Management
Self-Regulatory Organizations; Texas Stock Exchange LLC; Order Declaring Effective a Minor Rule Violation Plan Trading and Markets
Investment Company Act Order: U.S. Bancorp Asset Management, Inc., et al. Investment Management
Litigation Release - Michael Bowen and Chol Kim a/k/a Brandon Kim Enforcement
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 22.3, Market Maker Class Appointments Trading and Markets
Commission Opinions and Adjudicatory Orders: No Borders, Inc. Enforcement
Money Market Fund Statistics- Supporting Data, May 2026 Investment Management
Money Market Fund Statistics, May 2026 Investment Management
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-28, on Transactions with Employees and Partners of Other Municipal... Trading and Markets
Litigation Release: Mingran Wang Enforcement
FASB Issues Proposed Update for Future* Version of U.S. GAAP Financial Reporting Taxonomy Related to Proposed ASU on the Accounting for Interest Rate and Net Investment Hedging Data Standards and Innovation
Administrative Proceeding: American Noble Gas, Inc. Enforcement
Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend its Rules to Accommodate Stop-Limit Complex Orders and Establish Stop Complex Order... Trading and Markets
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Connectivity to Establish Fees for its TNO Cross-Connect Service Trading and Markets