What's New

Date Title Division/Office
Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 13.003 Related to Proxy Voting Trading and Markets
Administrative Proceeding - North East Asset Management Group, Inc. and Gregory A. Zandlo Enforcement
Cboe Clear U.S., LLC; Notice of Filing of an Application, as Amended, for Temporary Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 Trading and Markets
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.190 to Permit Trading of Pegged Orders During Pre-Market and Post-Market Sessions Trading and Markets
Self-Regulatory Organizations; MEMX LLC; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Rules 19.3 and 19.4 to Establish Listing Criteria a... Trading and Markets
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rules 971.1NYP and 971.2NYP To Allow FLEX Options to Trade in its CUBE Auction for Single-Leg and Complex Orders Trading and Markets
Investment Company Act Order: Diameter Credit Company, et al. Investment Management
Investment Company Act Notice: Apogem Capital LLC, et al. Investment Management
Investment Company Act Order: Third Lake Partners Alternative Yield Strategy Fund, et al. Investment Management
Investment Company Act Order: Nilsine Partners NP1X Fund and Nilsine Partners, LLC Investment Management
Remarks at the Small Business Capital Formation Advisory Committee Meeting Agency-Wide
Commission Opinions and Adjudicatory Orders: Gulf West Security Network, Inc. Enforcement
Corporation Finance Interpretations Update: July 21, 2026 Corporation Finance
Seeking Public Comment on Seeking Public Capital: Remarks Before the Small Business Capital Formation Advisory Committee Agency-Wide
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of a Proposed Rule Change to Amend BOX Rule 3060 (Gratuities) to Conform with FINRA Rule 3220 Trading and Markets
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the Options Regulatory Fee (ORF) Under the New Methodology for Transactions that Occur on the Exchange Trading and Markets
Self-Regulatory Organizations; CME Securities Clearing Inc.; Order Approving Proposed Rule Change to Support Members’ Risk Management of and Enhance Their Ability to Authorize Persons as User Trading and Markets
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Trading and Markets
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Trading and Markets
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Trading and Markets