What's New

Date Title Division/Office
Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change to Amend the CMESC Risk Management Framework (“RMF”) Related to CMESC’s Default Management Practices Trading and Markets
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.1(a)(3) to Describe when Unpriced Orders are Eligible for Execution and to Amend Rule 11.6(q)(2) to Clarify... Trading and Markets
Opinions and Adjudicatory Order: LZG International, Inc. (Order Granting Extension of Time) Enforcement
Opinions and Adjudicatory Order: BrewBilt Manufacturing Inc. (Order to Show Cause) Enforcement
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Offer Complimentary Products and Services Trading and Markets
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Trading and Markets
Commission Opinions and Adjudicatory Orders: Standard Energy Corporation Enforcement
Commission Opinions and Adjudicatory Orders: Saratoga Resources, Inc. Enforcement
Statewide Joint Powers Authorities and Energy Prepay Bonds Municipal Securities
Opinions and Adjudicatory Order: Gulf West Security Network, Inc. (Opinion of the Commission) Enforcement
Administrative Proceeding: Michael D. Williams Enforcement
Administrative Proceeding - Tai Mo Shan Limited Enforcement
Administrative Proceeding: Raymond Lawrence Lent (Dba the Putney Financial Group and Registered Investment Advisors) Enforcement
Corporation Finance Interpretations Update: October 15, 2026 Corporation Finance
Commission Opinions and Adjudicatory Orders: Black Bird Biotech, Inc. Enforcement
Commission Opinions and Adjudicatory Orders: LASV Enterprises, Inc. Enforcement
Commission Opinions and Adjudicatory Orders: Innovation Pharmaceuticals Inc. Enforcement
Trading Suspension: TJGC Group Limited Enforcement
Administrative Proceeding: Silver Star Properties REIT, Inc. Enforcement
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Section V. Manual Transaction Fees of the... Trading and Markets