What's New

Date Title Division/Office
Investment Company Act Notice - The Carlyle Group Inc. and CP VIII Coinvestment B, L.P. Investment Management
Commission Opinion and Adjudicatory Order - Coretec Group Inc. Enforcement
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.15 (Clearly Erroneous Executions) Trading and Markets
Administrative Proceeding: TAG Associates LLC Enforcement
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Offer Complimentary Products and Services Trading and Markets
Money Market Fund Statistics- Supporting Data, September 2026 Investment Management
Money Market Fund Statistics - September 2026 Investment Management
SEC Announces Fiscal Year 2027 Examination Priorities Examinations
Investment Company Act Notice: Nilsine Partners NP1X Fund, et al. Investment Management
Commission Opinion and Adjudicatory Order - American Entertainment Group, Inc. Enforcement
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Trading and Markets
Commission Opinion and Adjudicatory Order - Evan H. Katz Enforcement
FASB Issues Proposed Improvements for the 2027 GAAP Financial Reporting Taxonomy Reference Project Data Standards and Innovation
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions Trading and Markets
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Update the Definition of Trading Platform Trading and Markets
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.1 Regarding Information Circular Requirements Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Annual Listing Fees Applicable to Exchange-Traded Products Listed on the Exchange, Which are Set Forth in BZX Rule Trading and Markets
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions Trading and Markets
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Update the Definition of Trading Platform Trading and Markets
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.1 Regarding Information Circular Requirements Trading and Markets