What's New

Date Title Division/Office
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change to Delete the Cabinet Upgrade Fee Trading and Markets
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Cabinet Upgrade Fee Trading and Markets
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Treasury Clearing Rules and Treasury Clearing Service Treasury Operations Policies and Liquidity Risk Management Framework Trading and Markets
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Cabinet Upgrade Fee Trading and Markets
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions Trading and Markets
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public) Trading and Markets
Opinions and Adjudicatory Order: Sharing Economy International Inc. (Order Granting Joint Motion to Extend Briefing Schedule) Enforcement
Investment Company Act Notice: Keystone Private Income Fund, et al. Investment Management
Statement on Proposing Registered Offering Reform and Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies Agency-Wide
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 3120 to Increase the Position and Exercise Limits for Options on the iShares Bitcoin Trust ETF Trading and Markets
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Position and Exercise Limit Rules Trading and Markets
Commission Opinions and Adjudicatory Order - Tenaya Group, Inc. Enforcement
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail to Add Texas Stock Exchange LLC as a Participant Trading and Markets
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services) Trading and Markets
Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Position and Exercise Limits Rules Trading and Markets
Administrative Proceedings: Robert L. Murray, Jr. Enforcement
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule Applicable to Members Concerning Equities Transaction Pricing Trading and Markets
Investment Company Act Order - Cion Grosvenor Infrastructure Master Fund, LLC Investment Management
SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements Corporation Finance
Statement on Proposing Releases for Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies, and Registered Offering Reform Agency-Wide