What's New

Date Title Division/Office
Commission Opinion and Adjudicatory Order - Entertainment Holdings, Inc. Enforcement
Opinions and Adjudicatory Order: Manhattan Scientifics, Inc. (Order to Show Cause) Enforcement
Opinions and Adjudicatory Order: Golden Ally Lifetech Group, Inc. (Order to Show Cause) Enforcement
Remarks to the Small Business Capital Formation Advisory Committee Agency-Wide
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.1(a) to Adopt a Start Time Order Instruction Trading and Markets
Investment Company Act Order - SLR Secured Lending Partners, LLC and SLR Secured Specialty Lending Fund Investment Management
Administrative Proceeding - Nikola Corporation Enforcement
Commission Opinion and Adjudicatory Order - I. Joseph Massoud Enforcement
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Binary Return Derivatives Rules Trading and Markets
Remarks at the Small Business Capital Formation Advisory Committee Meeting Agency-Wide
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Amend the Exchange’s Fee Schedule to Adopt Transaction Fees and Routing Fees Trading and Markets
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Article I, Sections 1.05 and 1.06 of Its Operating Agreement Trading and Markets
Commission Opinion and Adjudicatory Order - Rajarengan (a/k/a Rengan) Rajaratnam Enforcement
FASB Issues Proposed 2027 DQC Rules Taxonomy Data Standards and Innovation
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rules to Address Binary Options, Options Whose Payout is Based on Specified Metrics,... Trading and Markets
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Modify Pricing for the Customer Best Execution (“CUBE”) Auctions Trading and Markets
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove the Silexx Fees from its Fee Schedule in Accordance with SEC Exemptive Relief Trading and Markets
Investment Company Act Notice: Valued Advisers Trust and Long Short Advisors, LLC Investment Management
Administrative Proceeding - Joseph Anthony Fabiilli Enforcement
Commission Opinion and Adjudicatory Order - Evil Empire Designs, Inc. Enforcement