What's New

Date Title Division/Office
Self-Regulatory Organizations: Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.280 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt Trading and Markets
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees and Rebates for Professional Customer Orders for QCC and cQCC Transactions and Establish a Tiered Fee Structure for ... Trading and Markets
Investment Company Act Order - Manning & Napier Fund, Inc., et al. Investment Management
Administrative Proceeding - Coburn & Meredith, Inc. Enforcement
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Nasdaq’s Interpretive Material, IM-8310-3 Trading and Markets
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule to Waive the Maximum Combined Floor Broker Credits on QCC Trades and Rebates Paid t... Trading and Markets
Opinions and Adjudicatory Order: Forza Innovations Inc. (Order to Show Cause) Enforcement
Opinions and Adjudicatory Order: Linktory Inc. (Order to Show Cause) Enforcement
Self-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.23 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s... Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.1(a) to Adopt a Start Time Order Instruction Trading and Markets
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.1(a)(1) to Adopt a Start Time Order Instruction Trading and Markets
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Bylaws of the Exchange Trading and Markets
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Automated Customer Account Transfer Service Account Transfer Process for Insurance and Retire... Trading and Markets
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Bylaws of the Exchange Trading and Markets
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3.2(b)(3)(C)(ii) Trading and Markets
Commission Opinion and Adjudicatory Order - Entertainment Holdings, Inc. Enforcement
Opinions and Adjudicatory Order: Manhattan Scientifics, Inc. (Order to Show Cause) Enforcement
Opinions and Adjudicatory Order: Golden Ally Lifetech Group, Inc. (Order to Show Cause) Enforcement
Remarks to the Small Business Capital Formation Advisory Committee Agency-Wide
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.1(a) to Adopt a Start Time Order Instruction Trading and Markets