What's New

Date Title Division/Office
Commission Opinion and Adjudicatory Order - Evan H. Katz Enforcement
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions Trading and Markets
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Update the Definition of Trading Platform Trading and Markets
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.1 Regarding Information Circular Requirements Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Annual Listing Fees Applicable to Exchange-Traded Products Listed on the Exchange, Which are Set Forth in BZX Rule Trading and Markets
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions Trading and Markets
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Update the Definition of Trading Platform Trading and Markets
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.1 Regarding Information Circular Requirements Trading and Markets
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Update the Definition of Trading Platform Trading and Markets
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.18, 7.35(a)(8)(A), and 7.35(f) Regarding Trading Halts Trading and Markets
Investment Company Act Order - ABX Longevity Growth and Income Fund and ABL Wealth Advisors, LLC Investment Management
Commission Opinions and Adjudicatory Orders: Michael C. Colletti Enforcement
Investment Company Act Order: Macquarie Wealth Advisers, LLC, et al. Investment Management
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.18-E, 7.35-E(a)(8)(A), and 7.35-E(f) Regarding Trading Halts Trading and Markets
Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to Clearing Member Standards. Trading and Markets
Corporation Finance Interpretations Update: October 21, 2026 Corporation Finance
Litigation Release - Benjamin Conde Enforcement
Commission Opinion and Adjudicatory Order - Alpine 4 Holdings, Inc. (f/k/a Alpine 4 Technologies, Inc.) Enforcement
Commission Opinion and Adjudicatory Order - Ecomax, Inc. Enforcement
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Amend Rule 7.10 (Clearly Erroneous Executions) Trading and Markets