What's New

Date Title Division/Office
Investment Company Act Notice: Macquarie Infrastructure Income Opportunities Fund, et al. Investment Management
Investment Company Act Deregistration Notice: MFS SPECIAL VALUE TRUST, Popular Income Plus Fund, Inc Investment Management
Opinions and Adjudicatory Order: Ameritrust Corporation’s (Order Denying Untimely Motion for Reconsideration) Enforcement
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning the Payment of Interest on Margin Cash Trading and Markets
Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the LCH SA CDSClear Trade Registration Fund. Trading and Markets
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Cboe Bitcoin U.S. ETF Index Options (“CBTX”) and Cboe Mini Bitcoin U.S. ETF Index Options (“MBTX”) Standard Transaction Fee Trading and Markets
Commission Opinions and Adjudicatory Orders: Brian Michael Sterz (Order Scheduling Briefs) Enforcement
Administrative Proceedings: Papamarkou Wellner Asset Management, Inc. Enforcement
Investment Company Act Notice: Yorkville America Investment Trust and Yorkville America Equities, LLC Investment Management
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FLEX Electronic Options Listing Rules Trading and Markets
Opinions and Adjudicatory Orders: Brian Charles Kennedy (Order Scheduling Briefs) Enforcement
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-27 to Exclude Certain Public Finance Activities from Term “Structuring of Public Offerings or Private Placements,” Ext... Trading and Markets
Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Change to Amend Its Rules to Extend Trading Hours for Certain Eligible Equity Options Trading and Markets
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FLEX Options Listing Rules Trading and Markets
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt Rule 8.23 Trading and Markets
No Action Letter - Latham & Watkins LLP - Data Center Securitizations Corporation Finance
Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts Trading and Markets
Commission Opinion and Adjudicatory Order - Chester (Yiqing) Lu Enforcement
Investment Company Act Notice - Baillie Giffords Funds, et al. Investment Management
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq General 4, Rule 1210 Trading and Markets