What's New

Date Title Division/Office
SEC Charges Former Finance Director at CIRCOR International with Accounting Fraud Enforcement
SEC Charges Virginia Engineer with Orchestrating $30 Million Offering Fraud Enforcement
SEC Charges Pennsylvania-Based Investment Adviser for Misleading Advertisements Enforcement
SEC Charges JAG Capital Advisors and its Founder Joshua Goltry with Defrauding Investors Enforcement
SEC Charges Skechers with Making Undisclosed Payments to Executives’ Family Members Enforcement
SEC Charges Founder of American Bitcoin Academy Online Crypto Course with Fraud Targeting Students Enforcement
SEC Charges Founder of $1.7 Billion “HyperFund” Crypto Pyramid Scheme and Top Promoter with Fraud Enforcement
SEC Charges Former Attorney at U.S.-Based Global Law Firm with Insider Trading Enforcement
SEC Charges Former New Jersey Corrections Officer with Crypto Fraud Scheme Targeting Law Enforcement Personnel Enforcement
SEC Obtains Emergency Relief in Case Charging Claims Aggregator and Principals with Multi-Million Dollar Fraud Public Affairs
Protecting Older Americans from Financial Fraud Outreach Event Agency-Wide
Scott A. Thompson Named Associate Regional Director in Philadelphia Office Enforcement
Insurance Company Settles SEC Charges for Failing to Disclose Executive Perks Enforcement
Kelly L. Gibson Named Director of SEC's Philadelphia Office Public Affairs
SEC Obtains Emergency Asset Freeze, Charges Pennsylvania Investment Adviser with $100 Million Fraud Public Affairs
Philadelphia Regional Office Hosts Chief Compliance Officer Outreach Agency-Wide
SEC’s Philadelphia Office Hosts Successful Senior Outreach Event on Financial Fraud Agency-Wide
SEC Philly Office to Host Senior Outreach Event on Financial Fraud Agency-Wide
SEC Shuts Down $345 Million Fraud and Obtains Asset Freeze Public Affairs

Last Reviewed or Updated: June 28, 2024