What's New

Date Title Division/Office
SEC Awards Whistleblower More Than $37 Million Enforcement
SEC Charges Andrew Left and Citron Capital for $20 Million Fraud Scheme Enforcement
SEC Charges Virginia Engineer with Orchestrating $30 Million Offering Fraud Enforcement
SEC Launches Interagency Securities Council to Coordinate Enforcement Efforts Across Federal, State, and Local Agencies Enforcement
SEC Obtains Final Judgment Against a Los Angeles Individual for Perpetrating a $47 Million Affinity Fraud Targeting Members of the Orthodox Jewish Community Enforcement
Statement on Jury’s Verdict in Trial of Guy Gentile, founder, owner, and CEO of MintBroker International, Ltd., f/k/a Swiss America Securities Ltd. and d/b/a SureTrader Enforcement
SEC Charges Silvergate Capital, Former CEO for Misleading Investors about Compliance Program Enforcement
SEC Charges Consensys Software for Unregistered Offers and Sales of Securities Through Its MetaMask Staking Service Enforcement
SEC Obtains Judgments Against Participants in International Microcap Fraud Schemes Enforcement
SEC Charges Former Controller of Security Company With Insider Trading Enforcement
SEC Charges Meta Materials and Former CEOs With Market Manipulation, Fraud and Other Violations Enforcement
SEC Updates List of Firms Using Inaccurate Information to Solicit Investors Enforcement
SEC Charges R.R. Donnelley & Sons Co. with Cybersecurity-Related Controls Violations Enforcement
Terraform and Kwon to Pay $4.5 Billion Following Fraud Verdict Enforcement
SEC Charges JAG Capital Advisors and its Founder Joshua Goltry with Defrauding Investors Enforcement
SEC Charges Investment Advisers with Misleading Disclosures Regarding Work with Activist Short Publishers Enforcement
SEC Charges Investment Advisers with Misleading Disclosures Regarding Work with Activist Short Publishers Enforcement
SEC Charges Founder of AI Hiring Startup Joonko with Fraud Enforcement
SEC Charges Three New Yorkers for Raising More Than $184 Million Through Pre-IPO Fraud Schemes Enforcement
SEC Charges Robert Scott Murray and Trillium Capital with Fraudulent Scheme to Manipulate Getty Images Stock Enforcement

Last Reviewed or Updated: June 28, 2024