What's New

Date Title Division/Office
Statement on Jury’s Verdict in Trial of Matthew Panuwat Division of Enforcement
Statement on Jury’s Verdict in Trial of Terraform Labs PTE Ltd. and Do Kwon Division of Enforcement
SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures Division of Enforcement
Remarks at SEC Speaks 2024 Division of Enforcement
SEC Charges Former Arista Networks Chairman Andy Bechtolsheim with Insider Trading Division of Enforcement
Genesis Agrees to Pay $21 Million Penalty to Settle SEC Charges Division of Enforcement
SEC Charges Two Investment Advisers with Making False and Misleading Statements About Their Use of Artificial Intelligence Division of Enforcement
SEC Charges Tallgrass Energy’s Former Board Member Roy Cook and Four Others with Insider Trading in Advance of Blackstone Acquisition Division of Enforcement
SEC Charges Skechers with Making Undisclosed Payments to Executives’ Family Members Division of Enforcement
SEC Charges Advisory Firm HG Vora for Disclosure Failures Ahead of Ryder Acquisition Bid Division of Enforcement
SEC Charges Lordstown Motors with Misleading Investors about Company’s Flagship Electric Vehicle Division of Enforcement
SEC Charges Former Alfi CEO Paul Pereira with Fraud for Making False Statements on Social Media Division of Enforcement
Remarks at Ohio State Law Journal Symposium 2024: ESG and Enforcement of the Federal Securities Laws Division of Enforcement
SEC Charges Husband of Energy Company Manager with Insider Trading Division of Enforcement
SEC Charges Van Eck Associates for Failing to Disclose Influencer’s Role in Connection with ETF Launch Division of Enforcement
Sixteen Firms to Pay More Than $81 Million Combined to Settle Charges for Widespread Recordkeeping Failures Division of Enforcement
SEC Charges TradeStation Crypto for Unregistered Offer and Sale of Crypto Asset Lending Product Division of Enforcement
SEC Charges China-Based Tech Company Cloopen Group with Accounting Fraud Division of Enforcement
SEC Charges Founder of American Bitcoin Academy Online Crypto Course with Fraud Targeting Students Division of Enforcement
SEC Charges Founder of $1.7 Billion “HyperFund” Crypto Pyramid Scheme and Top Promoter with Fraud Division of Enforcement

Last Reviewed or Updated: June 28, 2024