What's New

Date Title Division/Office
Investment Company Act Deregistration Notices and Orders: Great Elm Capital Corp., et al. Investment Management
Money Market Fund Statistics- Supporting Data, July 2024 Investment Management
Money Market Fund Statistics, July 2024 Investment Management
SEC Adopts Reporting Enhancements for Registered Investment Companies and Provides Guidance on Open-End Fund Liquidity Risk Management Programs Investment Management
Investment Company Act Notices and Orders - AB Private Credit Investors, LLC and AB Private Lending Fund Investment Management
SEC Adopts Rule to Update Definition of Qualifying Venture Capital Funds Investment Management
Investment Company Act: Notice - IC-35297 Investment Management
Investment Company Act: Order Under Sections 17(d) and 57(i) of The Investment Company Act of 1940 and Rule 17d-1 Under The Act Investment Management
Investment Company Act Order: Order Under Section 6(C) of the Investment Company Act of 1940 Granting an Exemption from Section 15(A) of the Act and Certain Disclosure Requirements Investment Management
Money Market Fund Statistics- Supporting Data, June 2024 Investment Management
Money Market Fund Statistics, June 2024 Investment Management
IC-35289 - Notice of application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act Investment Management
Investment Company Act: IC-35288 - Order Under Section 6(c) of the Investment Company Act of 1940 Granting an Exemption From Section 19(b) of the Act and Rule 19b-1 Under the Act Investment Management
SEC Adopts Tailored Registration Form for Offerings of Registered Index-Linked and Registered Market-Value Adjustment Annuities Investment Management
Money Market Fund Statistics- Supporting Data, May 2024 Investment Management
Money Market Fund Statistics, May 2024 Investment Management
Money Market Fund Statistics- Supporting Data, April 2024 Investment Management
Money Market Fund Statistics, April 2024 Investment Management
IM No Action Letters (Permission Granted Pursuant Regulation S-X Rule 3-13 for Certain Non-Variable Insurance Products) Investment Management
Remarks Before the Conference on Emerging Trends in Asset Management Investment Management

Last Reviewed or Updated: June 28, 2024