Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Statement on the Registration for Index-Linked Annuities and Registered Market-Value Adjustment Annuities Commissioner Mark T. Uyeda
Statement
Hey, look, there’s a hoof cleaner! Statement on R.R. Donnelley & Sons, Co. Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Statement
Commission Statement on the Passing of Former Chairman William Donaldson Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Commissioner Jaime Lizárraga
Statement
Remarks at the 30th Annual International Institute for Securities Market Growth and Development Commissioner Mark T. Uyeda
Speech
Investment Research, Revisited: Remarks to the International Bar Association’s Asset Management Industry Conference Commissioner Mark T. Uyeda
Speech
Remarks at the Securities and Exchange Commission's 90th Anniversary Celebration Commissioner Mark T. Uyeda
Speech
Remarks at the Harvard Law School Program on International Financial Systems, 2024 U.S.-China Symposium Commissioner Mark T. Uyeda
Speech
Remarks at the Meeting of the Investor Advisory Committee Commissioner Mark T. Uyeda
Speech
Forget about Collaborating—Stop, Pay-Up, and Listen: Statement on Intercontinental Exchange et al. Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Statement
Statement on the Amendments to Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information Commissioner Mark T. Uyeda
Statement
Statement on Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers Commissioner Mark T. Uyeda
Statement
Remarks of Commissioner Mark T. Uyeda at 2024 Conference on Financial Market Regulation: The Analytical Challenges of Regulating Today’s Financial Markets Commissioner Mark T. Uyeda
Speech
Remarks to the Small Business Capital Formation Advisory Committee Commissioner Mark T. Uyeda
Speech
Remarks at the 43rd Annual Small Business Forum Commissioner Mark T. Uyeda
Speech
Remarks at the “SEC Speaks” Conference 2024 Commissioner Mark T. Uyeda
Speech
Remarks to the Investor Roundtable Co-Hosted by the SEC, NASAA, and Georgia Secretary of State Commissioner Mark T. Uyeda
Speech
Commission Statement on the Passing of Former Commissioner Roberta Karmel Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Commissioner Jaime Lizárraga
Statement
Statement on Rule Amendments Regarding Disclosure of Order Execution Information Commissioner Mark T. Uyeda
Statement
A Climate Regulation under the Commission’s Seal: Dissenting Statement on The Enhancement and Standardization of Climate-Related Disclosures for Investors Commissioner Mark T. Uyeda
Statement
Remarks to the Council of Institutional Investors – Dangers of the Unbounded Administrative State Commissioner Mark T. Uyeda
Speech
On Today’s Episode of As the Crypto World Turns: Statement on ShapeShift AG Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Statement
Remarks to the Small Business Capital Formation Advisory Committee Commissioner Mark T. Uyeda
Speech
Statement on Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers Commissioner Mark T. Uyeda
Statement
Joint Statement of SEC Commissioner Mark T. Uyeda and CFTC Commissioner Caroline D. Pham: Memorandum of Understanding Between the SEC and the CFTC Regarding the Use of Form PF Data

Commissioner Mark T. Uyeda, U.S. Securities and Exchange Commission
Commissioner Caroline D. Pham, U.S. Commodity Futures Trading Commission

 Statement
Statement on Further Definition of “As a Part of a Regular Business” in the Definition of Dealer Commissioner Mark T. Uyeda
Statement
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