Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Statement on the Final Rule: Insider Trading Arrangements and Related Disclosures Commissioner Mark T. Uyeda
Statement
Statement on Reopening of Comment Period for Share Repurchase Disclosure Modernization Commissioner Mark T. Uyeda
Statement
Remarks at the ICI Global Asset Management Asia Forum Commissioner Mark T. Uyeda
Speech
Remarks at the 2022 Cato Summit on Financial Regulation Commissioner Mark T. Uyeda
Speech
Statement on Proposed Rule: Open-End Fund Liquidity Programs and Swing Pricing; Form N-PORT Reporting Commissioner Mark T. Uyeda
Statement
Statement on the Final Rule: Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers Commissioner Mark T. Uyeda
Statement
Statement on Proposed Rule Regarding Outsourcing by Investment Advisers Commissioner Mark T. Uyeda
Statement
Statement on Final Rule Regarding Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements Commissioner Mark T. Uyeda
Statement
Statement on the Final Rule Related to Listing Standards for Recovery of Erroneously Awarded Compensation Commissioner Mark T. Uyeda
Statement
Remarks at the Georgetown Law Hotel and Lodging Summit Commissioner Mark T. Uyeda
Speech
Remarks at the APABA-DC Awards and Installation Reception Commissioner Mark T. Uyeda
Speech
Remarks to the Small Business Capital Formation Advisory Committee Commissioner Mark T. Uyeda
Speech
Statement on Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants Commissioner Mark T. Uyeda
Statement
Remarks at the Association of Asian American Investment Managers Elevate 2022 Keynote Lunch Program Commissioner Mark T. Uyeda
Speech
Remarks at the Meeting of the Investor Advisory Committee Commissioner Mark T. Uyeda
Statement
Statement Regarding In the Matter of Toews Corporation Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Statement
Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities Commissioner Mark T. Uyeda
Statement
Remarks at the “SEC Speaks” Conference 2022 Commissioner Mark T. Uyeda
Speech
Statement on the Final Rules Related to the Whistleblower Program Commissioner Mark T. Uyeda
Statement
Statement on the Final Rule Related to Pay Versus Performance Commissioner Mark T. Uyeda
Statement
Statement on Amendments to Auditing Standards Governing the Planning and Supervision of Audits Involving Other Auditors and Dividing Responsibility for the Audit with Another Accounting Firm Commissioner Mark T. Uyeda
Statement
Statement on Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers Commissioner Mark T. Uyeda
Statement
Statement on Clearing Agency Governance and Conflicts of Interest Commissioner Mark T. Uyeda
Statement
Remarks to the Small Business Capital Formation Advisory Committee Commissioner Mark T. Uyeda
Speech
Statement of Commissioners Hester M. Peirce and Mark T. Uyeda on Proposed Amendments to Exchange Act Rule 15b9-1 Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Statement
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