Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Remarks at ICAEW Event – World-Class Regulation: Building Trust and Transparency in International Markets Mark T. Uyeda
Speech
Keynote Address at the 21st Symposium on Building the Financial System of the 21st Century: An Agenda for Europe and the United States Mark T. Uyeda
Speech
Statement on Final Amendments to Form PF to Require Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers and to Amend Reporting Requirements for Large Private Equity Fund Advisers Mark T. Uyeda
Statement
Statement on the Final Rule: Share Repurchase Disclosure Modernization Mark T. Uyeda
Statement
Remarks at the 42nd Annual Small Business Forum Mark T. Uyeda
Speech
Statement on Supplemental Information and Reopening of Comment Period for Amendments to Exchange Act Rule 3b-16 regarding the Definition of “Exchange” Mark T. Uyeda
Statement
Statement on Electronic Filing of Certain Forms and Other Filings Under Securities Exchange Act of 1934; Technical Amendments Regarding FOCUS Report Mark T. Uyeda
Statement
Remarks to Investment Company Institute 2023 Investment Management Conference Mark T. Uyeda
Speech
Statement on the Proposed Amendments to Regulation Systems Compliance and Integrity Mark T. Uyeda
Statement
Statement on the Proposed Cybersecurity Risk Management Rule for Market Entities Mark T. Uyeda
Statement
Statement on the Proposed Amendments to Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information Mark T. Uyeda
Statement
Statement Regarding the Commission’s Disapproval of a Proposed Rule Change to List and Trade Shares of the VanEck Bitcoin Trust Hester M. Peirce
Mark T. Uyeda
Statement
Meeting the Challenges and Fulfilling The Promise of Global Financial Markets: Remarks before the Institute of International Bankers Mark T. Uyeda
Speech
Remarks at the “Going Public in the 2020s” Conference

Columbia Law School/Business School Program in the Law and Economics of Capital Markets 		Mark T. Uyeda
Speech
Statement Regarding Huntleigh Advisors, Inc. and Datatex Investment Services, Inc. Hester M. Peirce
Mark T. Uyeda
Statement
Statement on the Final Rule on Extending Form 144 EDGAR Filing Hours and Celebrating the EDGAR System on its 30th Anniversary Mark T. Uyeda
Statement
Statement on Proposed Rule Regarding the Safeguarding of Advisory Client Assets Mark T. Uyeda
Statement
Statement on Final Rule on Shortening the Securities Transaction Settlement Cycle Mark T. Uyeda
Statement
Remarks to the Small Business Capital Formation Advisory Committee Mark T. Uyeda
Speech
Remarks at the California ‘40 Acts Group Mark T. Uyeda
Speech
Statement on the Proposed Rule: Prohibition against Conflicts of Interest in Certain Securitizations Mark T. Uyeda
Statement
Statement on In the Matter of Bloomberg Finance, L.P. Hester M. Peirce
Mark T. Uyeda
Statement
Statement Regarding National Trust and Fiduciary Services Company, Inc., et al. Hester M. Peirce
Mark T. Uyeda
Statement
Statement Regarding In the Matter of Stephen J. Easterbrook and McDonald’s Corporation Hester M. Peirce
Mark T. Uyeda
Statement
Statement on Proposed Rule Regarding Best Execution Mark T. Uyeda
Statement
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