Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Statement on the Final Rule: Prohibition Against Conflicts of Interest in Certain Securitizations Mark T. Uyeda
Statement
Remarks at the Harvard Law School Program on International Financial Systems, 2023 Japan – U.S. Symposium Mark T. Uyeda
Speech
Statement on Clearing Agency Governance and Conflicts of Interest Mark T. Uyeda
Statement
The SEC’s Swiss Army Statute: Statement on Charter Communications, Inc. Hester M. Peirce
Mark T. Uyeda
Statement
Remarks at the Practising Law Institute’s 55th Annual Institute on Securities Regulation Mark T. Uyeda
Speech
Remarks to the 2023 Conference on SEC Regulation Outside the United States: Fifth Annual Scott Friestad Memorial Lecture Mark T. Uyeda
Speech
Statement on Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities Mark T. Uyeda
Statement
Remarks at the ALI – CLE 2023 Conference on Life Insurance Company Products Mark T. Uyeda
Speech
Statement on Volume-Based Exchange Transaction Pricing for NMS Stocks Mark T. Uyeda
Statement
Remarks at the NSCP National Conference Mark T. Uyeda
Speech
Statement on Short Position and Short Activity Reporting by Institutional Investment Managers Mark T. Uyeda
Statement
Statement on Reporting of Securities Loans Mark T. Uyeda
Statement
Statement on Modernization of Beneficial Ownership Reporting Mark T. Uyeda
Statement
Statement on the Proposal for Registration for Index-Linked Annuities and the Investor Testing Report Mark T. Uyeda
Statement
Statement on Investment Company Names Mark T. Uyeda
Statement
Remarks to the Small Business Capital Formation Advisory Committee Mark T. Uyeda
Speech
Caught in a SAR Trap: Statement on In the Matter of Pierre Economacos Hester M. Peirce
Mark T. Uyeda
Statement
Collecting Enforcement Actions: Statement on Stoner Cats 2, LLC Hester M. Peirce
Mark T. Uyeda
Statement
Remarks to the 2023 NASAA Fall Annual Meeting – Modernizing Investor Protection for the Digital Age Mark T. Uyeda
Speech
Statement on Consolidated Audit Trail Revised Funding Model Mark T. Uyeda
Statement
NFTs & the SEC: Statement on Impact Theory, LLC Hester M. Peirce
Mark T. Uyeda
Statement
Statement on Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews Mark T. Uyeda
Statement
Statement on Final Rule Regarding Exemption for Certain Exchange Members Mark T. Uyeda
Statement
UnRulemaking: Statement Regarding DST Asset Manager Solutions, Inc. Hester M. Peirce
Mark T. Uyeda
Statement
Statement on the Proposal re: the Internet Adviser Exemption Mark T. Uyeda
Statement
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