Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Remarks at the Harvard Law School Program on International Financial Systems, 2024 U.S.-China Symposium Mark T. Uyeda
Speech
Remarks at the Meeting of the Investor Advisory Committee Mark T. Uyeda
Speech
Forget about Collaborating—Stop, Pay-Up, and Listen: Statement on Intercontinental Exchange et al. Hester M. Peirce
Mark T. Uyeda
Statement
Statement on the Amendments to Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information Mark T. Uyeda
Statement
Statement on Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers Mark T. Uyeda
Statement
Remarks of Commissioner Mark T. Uyeda at 2024 Conference on Financial Market Regulation: The Analytical Challenges of Regulating Today’s Financial Markets Mark T. Uyeda
Speech
Remarks to the Small Business Capital Formation Advisory Committee Mark T. Uyeda
Speech
Remarks at the 43rd Annual Small Business Forum Mark T. Uyeda
Speech
Remarks at the “SEC Speaks” Conference 2024 Mark T. Uyeda
Speech
Remarks to the Investor Roundtable Co-Hosted by the SEC, NASAA, and Georgia Secretary of State Mark T. Uyeda
Speech
Commission Statement on the Passing of Former Commissioner Roberta Karmel Gary Gensler
Hester M. Peirce
Caroline A. Crenshaw
Mark T. Uyeda
Jaime Lizárraga
Statement
Statement on Rule Amendments Regarding Disclosure of Order Execution Information Mark T. Uyeda
Statement
A Climate Regulation under the Commission’s Seal: Dissenting Statement on The Enhancement and Standardization of Climate-Related Disclosures for Investors Mark T. Uyeda
Statement
Remarks to the Council of Institutional Investors – Dangers of the Unbounded Administrative State Mark T. Uyeda
Speech
On Today’s Episode of As the Crypto World Turns: Statement on ShapeShift AG Hester M. Peirce
Mark T. Uyeda
Statement
Remarks to the Small Business Capital Formation Advisory Committee Mark T. Uyeda
Speech
Statement on Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers Mark T. Uyeda
Statement
Joint Statement of SEC Commissioner Mark T. Uyeda and CFTC Commissioner Caroline D. Pham: Memorandum of Understanding Between the SEC and the CFTC Regarding the Use of Form PF Data

Commissioner Mark T. Uyeda, U.S. Securities and Exchange Commission
Commissioner Caroline D. Pham, U.S. Commodity Futures Trading Commission

 Statement
Statement on Further Definition of “As a Part of a Regular Business” in the Definition of Dealer Mark T. Uyeda
Statement
Dissenting Statement on Final Rule on Special Purpose Acquisition Companies, Shell Companies, and Projections: The Commission Embraces Merit Regulation Mark T. Uyeda
Statement
Remarks at the 51st Annual Securities Regulation Institute Mark T. Uyeda
Speech
Statement Regarding the Commission’s Approval of Proposed Rule Changes to List and Trade Shares of Spot Bitcoin Exchange-Traded Products Mark T. Uyeda
Statement
Statement Regarding Denial of Petition for Rulemaking Hester M. Peirce
Mark T. Uyeda
Statement
Statement on 2024 PCAOB Budget Mark T. Uyeda
Statement
Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule Mark T. Uyeda
Statement
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