Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision Commissioner Luis A. Aguilar Statement
The Role of Chief Compliance Officers Must be Supported Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission[*] Statement
A Threefold Cord — Working Together to Meet the Pervasive Challenge of Cyber-Crime Commissioner Luis A. Aguilar United States Securities and Exchange Commission Speech
Statement Regarding the Need to Modernize the Commission’s Transfer Agent Rules Commissioner Luis A. Aguilar and Commissioner Daniel M. Gallagher U.S. Securities and Exchange Commission[*] Statement
Dissenting Statement on the Final Interagency Policy Statement:
Failing to Advance Diversity and Inclusion 		Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission[*] Statement
Statement at an Open Meeting on Investment Company and Investment Adviser Reporting Commissioner Luis A. Aguilar Statement
Remarks at the Inaugural Meeting of the Equity Market Structure Advisory Committee Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission[1] Statement
U.S. Equity Market Structure: Making Our Markets Work Better for Investors Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission[1] Statement
Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States Commissioner Luis A. Aguilar Statement
Statement at an Open Meeting on Pay Versus Performance Disclosures Commissioner Luis A. Aguilar Statement
Regulators Working Together to Serve Investors Commissioner Luis A. Aguilar Speech
Statement at Open Meeting on Rule 15b9-1 Commissioner Luis A. Aguilar Statement
Statement at Open Meeting on Reg A+ Commissioner Luis A. Aguilar Statement
Preparing for the Regulatory Challenges of the 21st Century Commissioner Luis A. Aguilar Speech
The Need for Greater Secondary Market Liquidity for Small Businesses Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission* Statement
Setting Forth Goals for 2015: Address to Practising Law Institute’s SEC Speaks in 2015 Program Commissioner Luis A. Aguilar Speech
Ensuring the Proxy Process Works for Shareholders Commissioner Luis A. Aguilar Statement
Statement on Making the Municipal Securities Market More Transparent, Liquid, and Fair Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission* Statement
Aligning the Interests of Company Executives and Directors with Shareholders Commissioner Luis A. Aguilar Statement
Advocating for Investors Saving for Retirement Commissioner Luis A. Aguilar Speech
Dissenting Statement In the Matter of Oppenheimer & Co., Inc. Commissioner Luis A. Aguilar and Commissioner Kara M. Stein Statement
Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015 Commissioner Luis A. Aguilar Statement
Statement on the Commission’s Issuance of a Risk Alert Related to the Results of a Recent Cybersecurity Sweep Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission[1] Statement
Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR Commissioner Luis A. Aguilar Statement
The Importance to the Capital Markets of Updating the Rules Regarding Transfer Agents Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission* Statement
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