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Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Date Sort ascending	Title	Speaker	Type
Aug. 27, 2014	Statement on Asset-Backed Securities at SEC Open Meeting	Commissioner Kara M. Stein	Statement
July 23, 2014	Statement at SEC Open Meeting On Money Market Fund Reform	Commissioner Kara M. Stein	Statement
June 25, 2014	Statement at Open Meeting on Cross-Border Security-Based Swap Rules	Commissioner Kara M. Stein	Statement
June 12, 2014	Remarks Before the Peterson Institute of International Economics	Commissioner Kara M. Stein	Speech
May 29, 2014	Remarks before FINRA's Division of Market Regulation	Commissioner Kara M. Stein	Speech
May 19, 2014	Keynote Address at Compliance Week 2014	Commissioner Kara M. Stein	Speech
May 8, 2014	Remarks to the Council of Institutional Investors	Commissioner Kara M. Stein	Speech
April 28, 2014	Dissenting Statement in the Matter of The Royal Bank of Scotland Group, plc, Regarding Order Under Rule 405 of the Securities Act of 1933, Granting a Waiver From Being an Ineligible Issuer	Commissioner Kara M. Stein	Statement
April 8, 2014	Remarks before The North American Securities Administrators Association 2014 Public Policy Conference	Commissioner Kara M. Stein	Speech
March 12, 2014	Statement at Open Meeting on Rules for Systemically Important and Security-Based Swap Clearing Agencies	Commissioner Kara M. Stein	Statement
Feb. 21, 2014	Remarks at the “SEC Speaks” Conference	Commissioner Kara M. Stein U.S. Securities and Exchange Commission	Speech
Feb. 6, 2014	Remarks before Trader Forum 2014 Equity Trading Summit	Commissioner Kara M. Stein	Speech
Feb. 5, 2014	Statement at Open Meeting on 2014 PCAOB Budget and Accounting Support Fee	Commissioner Kara M. Stein	Statement
Dec. 18, 2013	Statement at Open Meeting on Rules to Increase Access to Capital for Smaller Companies	Commissioner Kara M. Stein	Statement
Dec. 10, 2013	Statement Regarding Adoption of Rule Implementing the Volcker Rule	Commissioner Kara M. Stein	Statement
Nov. 22, 2013	Remarks at the American Bar Association Business Law Section’s Federal Regulation of Securities Committee Fall Meeting	Commissioner Kara M. Stein	Speech
Oct. 23, 2013	Statement at Open Meeting on Proposal on Crowdfunding	Commissioner Kara M. Stein	Statement
Sept. 18, 2013	Statement at Open Meeting on Pay Ratio Disclosures	Commissioner Kara M. Stein	Statement
Sept. 18, 2013	Statement at Open Meeting on Registration Rules for Municipal Advisors	Commissioner Kara M. Stein	Statement
Aug. 28, 2013	Statement on the Re-Proposal of Rules Related to Risk Retention	Commissioner Kara M. Stein U.S. Securities and Exchange Commission	Statement