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Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Date Sort ascending	Title	Speaker	Type
May 20, 2015	Statement at an Open Meeting on Investment Company and Investment Adviser Reporting	Commissioner Kara M. Stein	Statement
May 13, 2015	Remarks at the Inaugural Meeting of the Equity Market Structure Advisory Committee	Commissioner Kara M. Stein	Statement
May 4, 2015	Dissenting Statement in the Matter of Deutsche Bank AG, Regarding WKSI	Commissioner Kara M. Stein	Statement
April 30, 2015	Toward Healthy Companies and a Stronger Economy: Remarks to the U.S. Treasury Department’s Corporate Women in Finance Symposium	Commissioner Kara M. Stein	Speech
April 29, 2015	Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States	Commissioner Kara M. Stein	Statement
April 29, 2015	Statement at an Open Meeting on Pay Versus Performance Disclosures	Commissioner Kara M. Stein	Statement
April 14, 2015	The Dominance of Data and the Need for New Tools: Remarks at the SIFMA Operations Conference	Commissioner Kara M. Stein	Speech
March 26, 2015	International Cooperation in a New Data-Driven World	Commissioner Kara M. Stein	Speech
March 25, 2015	Statement at Open Meeting on Rule 15b9-1	Commissioner Kara M. Stein	Statement
March 25, 2015	Statement at Open Meeting on Reg A+	Commissioner Kara M. Stein	Statement
March 5, 2015	Supporting Innovation Through the Commission’s Mission to Facilitate Capital Formation	Commissioner Kara M. Stein	Speech
Feb. 23, 2015	Dissenting Statement Regarding the Commission’s Order Approving a Proposed Rule Change to Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I	Commissioner Kara M. Stein	Statement
Feb. 20, 2015	Remarks at the “SEC Speaks” Conference	Commissioner Kara M. Stein	Speech
Feb. 19, 2015	Ensuring that Shareholders Have a Meaningful, Effective Vote	Commissioner Kara M. Stein	Statement
Feb. 9, 2015	The Volcker Rule: Observations on Systemic Resiliency, Competition, and Implementation	Commissioner Kara M. Stein	Speech
Feb. 4, 2015	Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2015 Budget and Accounting Support Fee	Commissioner Kara M. Stein	Statement
Jan. 14, 2015	Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR	Commissioner Kara M. Stein	Statement
Dec. 4, 2014	Remarks Before the Consumer Federation of America’s 27th Annual Financial Services Conference	Commissioner Kara M. Stein	Speech
Nov. 21, 2014	Keynote Address at Columbia Law School Conference on Current Issues in Securities Regulation: The ‘Hot’ Topics	Commissioner Kara M. Stein	Speech
Nov. 20, 2014	Statement to the SEC Government-Business Forum on Small Business Capital Formation	Commissioner Kara M. Stein	Statement
Nov. 19, 2014	Statement at Open Meeting on Regulation SCI	Commissioner Kara M. Stein	Statement
Nov. 13, 2014	Remarks at the 15th Annual "Live from the SEC" Conference	Commissioner Kara M. Stein	Speech
Oct. 24, 2014	Remarks before Los Angeles County Bar Association 47th Annual Securities Regulation Seminar	Commissioner Kara M. Stein	Speech
Oct. 22, 2014	Statement at the SEC Open Meeting on Credit Risk Retention	Commissioner Kara M. Stein	Statement
Aug. 27, 2014	Statement on Credit Rating Agencies at SEC Open Meeting	Commissioner Kara M. Stein	Statement