Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Opening Remarks at the Equity Market Structure Advisory Committee Meeting Commissioner Kara M. Stein Statement
Statement at Open Meeting on a Concept Release on the Business and Financial Disclosure Required by Regulation S-K Commissioner Kara M. Stein Statement
Statement at Open Meeting on Adoption of External Business Conduct Rule for Security-Based Swap Dealers and Major Security-Based Swap Participants Commissioner Kara M. Stein Statement
Opening Remarks at Open Meeting to Consider PCAOB Proposed Budget and Accounting Support Fee for 2016 Commissioner Kara M. Stein Statement
Opening Remarks of Commissioner Kara M. Stein before the SEC Advisory Committee on Small and Emerging Companies Commissioner Kara M. Stein Statement
Remarks at the “SEC Speaks” Conference: What Lies Ahead? The SEC in 2016 Commissioner Kara M. Stein Speech
Statement at Open Meeting on Final Rules Regarding Application of Title VII Dealer De Minimis Requirements to Security-Based Swap Dealing Activity in the United States Commissioner Kara M. Stein Statement
Statement In The Matter Of JPMorgan Chase Bank, N.A., Regarding Order Under 506(d) Of The Securities Act Of 1933 Granting A Waiver Of The Rule 506(d)(1)(iii) Disqualification Provision Commissioner Kara M. Stein Statement
Statement on Proposed Disclosure of Payments by Resource Extraction Issuers Commissioner Kara M. Stein Statement
Statement on Use of Derivatives by Registered Investment Companies and Business Development Companies Commissioner Kara M. Stein  Statement
Statement to the Government-Business Forum on Small Business Capital Formation Commissioner Kara M. Stein Statement
Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems Commissioner Kara M. Stein Statement
Surfing the Wave: Technology, Innovation, and Competition – Remarks at Harvard Law School’s Fidelity Guest Lecture Series

Commissioner Kara M. Stein

 Speech
Statement at Open Meeting on Regulation Crowdfunding Commissioner Kara M. Stein Statement
Statement at Open Meeting on Securities Act Rules 147 and 504 Commissioner Kara M. Stein Statement
Market Structure in the 21st Century: Bringing Light to the Dark Commissioner Kara M. Stein Speech
Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Commissioner Kara M. Stein  Statement
Building Healthy Capital Markets: From the 2008 Financial Crisis to Digital Disruption and Beyond – Keynote Address to the Eurofi Financial Forum Commissioner Kara M. Stein Speech
Accountants and Capital Markets in an Era of Digital Disruption: Remarks to the Institute of Chartered Accountants in England and Wales and BritishAmerican Business

Commissioner Kara M. Stein

 Speech
Statement at Open Meeting on Pay Ratio Disclosure Commissioner Kara M. Stein Statement
Statement at Open Meeting on Registration Requirements for SBS Entities Commissioner Kara M. Stein Statement
Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision Commissioner Kara M. Stein Statement
Mutual Funds - The Next 75 Years Commissioner Kara M. Stein Speech
Quality Data and the Power of Prevention: Remarks at Meet the Market, North America Commissioner Kara M. Stein Speech
Dissenting Statement Regarding Certain Waivers Granted by the Commission for Certain Entities Pleading Guilty to Criminal Charges Involving Manipulation of Foreign Exchange Rates

Commissioner Kara M. Stein

 Statement
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