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Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Date Sort ascending	Title	Speaker	Type
March 9, 2017	Remarks at the SEC’s Investor Advisory Committee Meeting	Commissioner Kara M. Stein	Statement
March 1, 2017	Statement at Open Meeting: Proposed Amendments to Exchange Act Rule 15c2-12	Commissioner Kara M. Stein U.S. Securities and Exchange Commission	Statement
March 1, 2017	Statement at Open Meeting: Exhibit Hyperlinks and HTML Format	Commissioner Kara M. Stein U.S. Securities and Exchange Commission	Statement
March 1, 2017	Statement at Open Meeting: Inline XBRL Filing of Tagged Data	Commissioner Kara M. Stein U.S. Securities and Exchange Commission	Statement
March 1, 2017	Statement at Open Meeting: Request for Comment on Possible Changes to Industry Guide 3	Commissioner Kara M. Stein U.S. Securities and Exchange Commission	Statement
Feb. 28, 2017	SEC-NYU Dialogue on Securities Market Regulation: U.S. Securities-Based Crowdfunding - Closing Remarks	Commissioner Kara M. Stein	Statement
Feb. 24, 2017	Remarks at the “SEC Speaks” Conference: The Markets in 2017: What’s at Stake?	Commissioner Kara M. Stein	Speech
Feb. 23, 2017	Commission Statement Regarding Decision in Bartko v. SEC	The Commission	Statement
Feb. 15, 2017	Remarks of Commissioner Kara Stein before the SEC Advisory Committee on Small and Emerging Companies	Commissioner Kara Stein	Statement
Dec. 14, 2016	Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017	Commissioner Kara M. Stein U.S. Securities and Exchange Commission	Statement
Nov. 17, 2016	Opening Remarks to the Government-Business Forum on Small Business Capital Formation	Commissioner Kara M. Stein	Statement
Nov. 15, 2016	Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan	Commissioner Kara M. Stein	Statement
Oct. 28, 2016	A Vision for Data at the SEC, Keynote address to Big Data in Finance Conference	Commissioner Kara M. Stein	Speech
Oct. 26, 2016	Statement at Open Meeting: Universal Proxy System	Commissioner Kara M. Stein	Statement
Oct. 26, 2016	Statement at Open Meeting: Exemptions to Facilitate Intrastate and Regional Securities Offerings	Commissioner Kara M. Stein	Statement
Oct. 13, 2016	Statement at Open Meeting: Adoption of Open-End Fund Liquidity Risk Management Programs and Swing Pricing	Commissioner Kara M. Stein	Statement
Oct. 13, 2016	Statement at Open Meeting: Adoption of Investment Company Reporting Modernization	Commissioner Kara M. Stein	Statement
Sept. 28, 2016	Statement on the Proposed Rule Amendment to Shorten the Transaction Settlement Cycle	Commissioner Kara M. Stein	Statement
Sept. 28, 2016	Statement at Open Meeting: Adoption of Rule on Standards for Covered Clearing Agencies and Proposal on Amendments to Related Definitions	Commissioner Kara M. Stein	Statement
July 13, 2016	Statement on Adoption of Rule on Reporting and Dissemination of Security-Based Swap Information	Commissioner Kara M. Stein	Statement
July 13, 2016	Statement on Amendments to Disclosure of Order Handling Information	Commissioner Kara M. Stein	Statement
July 13, 2016	Statement on the Disclosure Update and Simplification Proposing Release	Commissioner Kara M. Stein	Statement
May 18, 2016	Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies	Commissioner Kara M. Stein	Statement
May 6, 2016	Keynote Address at the 48th Annual Rocky Mountain Securities Conference	Commissioner Kara M Stein	Speech
April 27, 2016	Statement at an Open Meeting on a Notice of the Consolidated Audit Trail National Market System Plan	Commissioner Kara M. Stein	Statement