Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Statement of SEC Chairman Jay Clayton Regarding the Conclusion of His Tenure Jay Clayton
Statement
Statement on the Fixed Income Market Structure Advisory Committee Chairman Jay Clayton
Statement
Statement after the Enactment of the Holding Foreign Companies Accountable Act Chairman Jay Clayton
Statement
Statement on the Renaming of the Office of Compliance Inspections and Examinations to the Division of Examinations Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Statement
Consolidated Audit Trail: Focus on Effective Implementation Puts CAT on Track Chairman Jay Clayton
Statement
Statement on Adoption of Resource Extraction Disclosure Rules Chairman Jay Clayton
Statement
Statement on Adoption of Market Data Infrastructure Rules under Regulation NMS Chairman Jay Clayton
Statement
Statement on Bob Stebbins Concluding His Tenure at SEC Chairman Jay Clayton
Statement
Statement on OCA’s Focus on High-Quality Financial Reporting During an Unusual Year and a Discussion of our Upcoming Priorities

Sagar Teotia, Chief Accountant

 Speech
Statement on the Departure of Bill Hinman Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Statement
Statement at FSOC Open Meeting Chairman Jay Clayton
Statement
Opening Remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee Chairman Jay Clayton
Statement
Statement on Developments Related to the LIBOR Transition Chairman Jay Clayton
Statement
Statement on Third Meeting with Audit Firm Representatives Regarding Audit Quality in Emerging Markets and Recent Developments

SEC Chairman Jay Clayton
SEC Chief Accountant Sagar Teotia
PCAOB Chairman William D. Duhnke III

 Statement
Putting Principles into Practice, the SEC from 2017-2020
Remarks to the Economic Club of New York 		Chairman Jay Clayton
Speech
The Role of the CCO – Empowered, Senior and With Authority

Peter B. Driscoll, Director, Office of Compliance Inspections and Examinations

 Speech
Testimony on “Oversight of the Securities and Exchange Commission” Chairman Jay Clayton
Testimony
Statement on Staff Bulletin Related to Risks Associated with Offshore Omnibus Accounts Transacting in “Penny Stocks” and other Low-Priced U.S. Securities Chairman Jay Clayton
Statement
Remarks: Small Business Capital Formation Advisory Committee Meeting Chairman Jay Clayton
Statement
Opening Remarks at the November 5, 2020 Special Meeting of the Asset Management Advisory Committee Chairman Jay Clayton
Statement
Statement on Harmonizing, Simplifying and Improving the Exempt Offering Framework; Benefits to Small and Medium-Sized Business and Their Investors Chairman Jay Clayton
Statement
Modernizing the Regulatory Framework for Funds’ Use of Derivatives Chairman Jay Clayton
Statement
Joint Statement Regarding Complex Financial Products and Retail Investors

Chairman Jay Clayton;

Dalia Blass, Director, Division of Investment Management;

William Hinman, Director, Division of Corporation Finance;

Brett Redfearn, Director, Division of Trading and Markets

 Statement
Statement on Tenure of William Hinman as Director of the Division of Corporation Finance Chairman Jay Clayton
Statement
Statement at the SEC’s Staff Roundtable on Regulation Best Interest and Form CRS Chairman Jay Clayton
Statement
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