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Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Date Sort ascending Title Speaker Type
Remarks on the Establishment of the Task Force on Market Integrity and Consumer Fraud Jay Clayton
Speech
Statement at Open Meeting on Exchange-Traded Funds Jay Clayton
Statement
Statement at Open Meeting on Amendments to the Commission’s Whistleblower Program Rules Jay Clayton
Statement
Opening Statement at Open Meeting Jay Clayton
Statement
Statement at Open Meeting on Amendments to Smaller Reporting Company Definition Jay Clayton
Statement
Statement at Open Meeting on Investment Company Liquidity Disclosure Jay Clayton
Statement
Statement at Open Meeting on Inline XBRL Filing of Tagged Data

Chairman Jay Clayton

Statement
Statement on Retirement of Justice Kennedy Jay Clayton
Statement
Testimony on “Oversight of the U.S. Securities and Exchange Commission”

Chairman Jay Clayton

Testimony
Observations on Culture at Financial Institutions and the SEC

Chairman Jay Clayton

Speech
Remarks at Meeting of the Investor Advisory Committee Jay Clayton
Statement
Testimony before the Financial Services and General Government Subcommittee of the Senate Committee on Appropriations

Chairman Jay Clayton

Testimony
Opening Remarks to the Elder Justice Coordinating Council Jay Clayton
Statement
Statement at Open Meeting on Inter-Agency Proposal for Amendments to the Volcker Rule Jay Clayton
Statement
Statement on Investment Company Design, Delivery and Disclosures Rulemaking Package Jay Clayton
Statement
Statement on NASAA’s Announcement of Enforcement Sweep Targeting Fraudulent ICOs and Crypto-asset Investment Products Jay Clayton
Statement
Statement on Commissioner Michael S. Piwowar Jay Clayton
Statement
The Evolving Market for Retail Investment Services and Forward-Looking Regulation — Adding Clarity and Investor Protection while Ensuring Access and Choice

Chairman Jay Clayton

Speech
Testimony before the Financial Services and General Government Subcommittee of the House Committee on Appropriations

Chairman Jay Clayton

Testimony
Statement on Public Engagement Regarding Standards of Conduct for Investment Professionals Rulemaking Jay Clayton
Statement
Overview of the Standards of Conduct for Investment Professionals Rulemaking Package Jay Clayton
Statement
Statement at the Open Meeting on Standards of Conduct for Investment Professionals Jay Clayton
Statement
Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation

Chairman Jay Clayton

Speech
Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Jay Clayton
Statement
Statement on Passing of Enforcement Division Associate Director Scott W. Friestad

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar
Commissioner Robert J. Jackson, Jr.
Commissioner Hester M. Peirce

Statement