Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Statement on the Departure of Chairman Jay Clayton Hester M. Peirce
Statement
Statement on Designation of Commissioner Roisman as Acting Chairman Hester M. Peirce
Allison Herren Lee
Caroline A. Crenshaw
Statement
Statement on the Investment Adviser Marketing Final Rule Hester M. Peirce
Statement
Statement on the Renaming of the Office of Compliance Inspections and Examinations to the Division of Examinations Jay Clayton
Hester M. Peirce
Elad L. Roisman
Allison Herren Lee
Caroline A. Crenshaw
Statement
Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers Hester M. Peirce
Statement
Statement of Dissent from the Commission’s Order Approving the Financial Industry Regulatory Authority’s Proposed Rule Change, as Modified by Amendment No. 1, to Address Brokers with a Significant History of Misconduct Hester M. Peirce
Statement
Remarks to The Federalist Society’s Capital Conversations: A Teleforum Series Hester M. Peirce
Speech
Market Data Infrastructure: Open Meeting Statement Hester M. Peirce
Statement
Statement on the Departure of Bill Hinman Jay Clayton
Hester M. Peirce
Elad L. Roisman
Allison Herren Lee
Caroline A. Crenshaw
Statement
Statement on Good Faith Determinations of Fair Value under the Investment Company Act of 1940 Final Rule Hester M. Peirce
Statement
Remarks at Meeting of SEC Investor Advisory Committee Hester M. Peirce
Statement
Opening remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee Hester M. Peirce
Statement
Statement on Proposed Temporary Rules to Include Certain “Platform Workers” in Compensatory Offerings under Rule 701 and Form S-8 Hester M. Peirce
Elad L. Roisman
Statement
Statement of Commissioners Hester M. Peirce and Elad L. Roisman - Andeavor LLC Hester M. Peirce
Elad L. Roisman
Statement
Remarks at Meeting of the SEC Small Business Capital Formation Advisory Committee, Proposed Conditional Exemption for Finders; COVID-19 Updates and Discussion Hester M. Peirce
Statement
Opening remarks at the November 5, 2020 Meeting of the Asset Management Advisory Committee Hester M. Peirce
Statement
Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets Hester M. Peirce
Statement
Opening Statement on Use of Derivatives by Registered Investment Companies and Business Development Companies Hester M. Peirce
Statement
Statement Regarding Tradenet Capital Markets Ltd. Hester M. Peirce
Statement
CFTC-SEC Joint Meeting Hester M. Peirce
Statement
When the Nail Fails – Remarks before the National Society of Compliance Professionals Hester M. Peirce
Speech
Statement on Order Approving a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections Hester M. Peirce
Statement
Statement at Open Meeting on Proposed Exemptive Order for Certain Activities of Finders Hester M. Peirce
Statement
Statement of Commissioner Hester M. Peirce - Great Plains Trust Company Hester M. Peirce
Statement
Statement at Open Meeting on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Hester M. Peirce
Statement
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