Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Statement Regarding National Trust and Fiduciary Services Company, Inc., et al. Hester M. Peirce
Mark T. Uyeda
Statement
Statement Regarding In the Matter of Stephen J. Easterbrook and McDonald’s Corporation Hester M. Peirce
Mark T. Uyeda
Statement
PCAOB’s Ballooning Budget Hester M. Peirce
Statement
Is This The Best Execution We Can Get? Hester M. Peirce
Statement
Ordering Competition Hester M. Peirce
Statement
Statement on Proposal to Amend Rules Governing Access Fees and Tick Sizes and to Accelerate Certain Market Data Changes Hester M. Peirce
Statement
Statement on Disclosure of Order Execution Information Hester M. Peirce
Statement
Statement on Final Rule: “Insider Trading Arrangements and Related Disclosures” Hester M. Peirce
Statement
Remarks at Meeting of the SEC Investor Advisory Committee Hester M. Peirce
Speech
It’s Not Just Scope 3: Remarks at the American Enterprise Institute Hester M. Peirce
Speech
There’s a Fund for That: Remarks before FINRA’s Certified Regulatory and Compliance Professional Dinner Hester M. Peirce
Speech
Closing Act: Statement on Proposed Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting Hester M. Peirce
Statement
Voting Obsession: Statement on Final Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers Hester M. Peirce
Statement
Outsourcing Fiduciary Duty to the Commission: Statement on Proposed Outsourcing by Investment Advisers Hester M. Peirce
Statement
One Good Step, More to Go: Statement on Final Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements Hester M. Peirce
Statement
Erroneous Clawbacking: Statement at Open Meeting to Consider Listing Standards for Recovery of Erroneously Awarded Compensation Hester M. Peirce
Statement
Ecosystems and IPOs: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee Hester M. Peirce
Statement
Burying the Technologically Primitive WORM: Open Meeting on Broker-Dealer Electronic Recordkeeping Requirements Hester M. Peirce
Statement
Sus and Yeet: Remarks before the University of California Irvine Audit Committee Summit Hester M. Peirce
Statement
Remarks at Meeting of the SEC Investor Advisory Committee Hester M. Peirce
Statement
Statement Regarding In the Matter of Toews Corporation Hester M. Peirce
Mark T. Uyeda
Statement
Laudable Ends, Poorly Pursued: Statement Regarding Recent Pay-to-Play Rule Settlements Hester M. Peirce
Statement
Treasury Clearing Standards for Membership Requirements and Risk Management Hester M. Peirce
Statement
On the Consequences of an Inconsequential Rulemaking: Statement Regarding Amendments to Whistleblower Program Rules Hester M. Peirce
Statement
Neither Pay nor Performance Hester M. Peirce
Statement
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