Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
NFTs & the SEC: Statement on Impact Theory, LLC Hester M. Peirce
Mark T. Uyeda
Statement
Uprooted: Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews Hester M. Peirce
Statement
Statement on the Adoption of Amendments to Rule 15b9-1 Hester M. Peirce
Statement
UnRulemaking: Statement Regarding DST Asset Manager Solutions, Inc. Hester M. Peirce
Mark T. Uyeda
Statement
Exemption for Certain Investment Advisers Operating Through the Internet Hester M. Peirce
Statement
Through the Looking Glass : Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers Proposal Hester M. Peirce
Statement
Harming Investors and Helping Hackers: Statement on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Hester M. Peirce
Statement
Air Dancers and Flies: Statement on Adoption of the Latest Round of Money Market Fund Reforms Hester M. Peirce
Statement
Statement on Proposed Amendments to Exchange Act Rule 15c3-3 Hester M. Peirce
Statement
Statement Regarding Amicus Brief Filing in Murray v. UBS Securities, LLC Hester M. Peirce
Mark T. Uyeda
Statement
Statement Concerning Certain IAC Recommendations Hester M. Peirce
Statement
Perpetual Personal Penny Stock Prohibitions: Statement on the Recent Orders Imposing Bars in the Public Interest Hester M. Peirce
Statement
Statement Regarding In the Matter of American CryptoFed DAO LLC Hester M. Peirce
Mark T. Uyeda
Statement
Statement on Final Rule to Implement Section 939A(b) of the Dodd-Frank Act Hester M. Peirce
Statement
Flexibility at the Expense of Clarity: Statement on Adoption of Exchange Act Rules 9j-1 and 15fh-4(c) Hester M. Peirce
Statement
Commission Statement on the Passing of Former Chairman Harvey Pitt Gary Gensler
Hester M. Peirce
Caroline A. Crenshaw
Mark T. Uyeda
Jaime Lizárraga
Statement
Statement on Proposed Amendments to Covered Clearing Agency Standards Hester M. Peirce
Statement
Forests and Trees: Remarks before the 2023 Municipal Securities Disclosure Conference Hester M. Peirce
Speech
The Changing Nature of Form PF: Statement on Amendments to Form PF Hester M. Peirce
Statement
No Repurchase Left Behind: Dissenting Statement on Share Repurchase Modernization Rule Hester M. Peirce
Statement
Tow Truck Taxonomies: Remarks before Eurofi Hester M. Peirce
Speech
Capital On-Ramps: Remarks at the SEC’s 42nd Annual Small Business Forum – Exploring the Early-Stage Landscape: Trends and Strategies in Capital Raising Hester M. Peirce
Speech
Rendering Innovation Kaput: Statement on Amending the Definition of Exchange Hester M. Peirce
Statement
Escaping the Data Swamp: Remarks before the RegTech 2023 Data Summit Hester M. Peirce
Speech
Statement on Trading and Markets Proposal to Move from Paper to Electronic Filing Under Various Rules Hester M. Peirce
Statement
51 to 75 of 350 items