Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Remarks at Meeting of the SEC Investor Advisory Committee Hester M. Peirce
Statement
Statement on Good Faith Determinations of Fair Value under the Investment Company Act of 1940 Proposal Hester M. Peirce
Statement
Statement on Securities Offering Reform for Closed-End Investment Companies Hester M. Peirce
Statement
Remarks at Special Meeting of the SEC Small Business Capital Formation Advisory Committee Hester M. Peirce
Statement
Statement on Amendments to Reduce Unnecessary Burdens on Smaller Issuers by More Appropriately Tailoring the Accelerated and Large Accelerated Filer Definitions Hester M. Peirce
Statement
Statement on Proposed Amendments for Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets Hester M. Peirce
Statement
Dissenting Statement of Hester M. Peirce in Response to Release No. 34-88284; File No. SR-NYSEArca-2019-39 Hester M. Peirce
Statement
Commission Statement on the Passing of Former Chairman David S. Ruder

Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee

 Statement
Statement on Proposed Updates to the National Market System for the Collection, Consolidation, and Dissemination of Information With Respect to Quotations for and Transactions in National Market System Stocks Hester M. Peirce
Statement
Running on Empty: A Proposal to Fill the Gap Between Regulation and Decentralization Hester M. Peirce
Speech
Statement on Proposed Amendments to Modernize and Enhance Financial Disclosures Hester M. Peirce
Statement
Statement on Proposed Amendments to the Volcker Rule “Covered Fund” Provisions

Commissioners Elad L. Roisman and Hester M. Peirce

 Statement
Opening remarks at the the Inaugural Meeting of the Asset Management Advisory Committee Hester M. Peirce
Statement
Notice of Proposed Order Regarding the Creation of a New Consolidated Market Data Plan for Equity Market Data Hester M. Peirce
Statement
Statement on Appointment of New Chair and Five New Members of the Financial Accounting Foundation Board of Trustees, and Appointment of Next Chair of the Financial Accounting Standards Board

Chairman Jay Clayton
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee

 Statement
Statement at Open Meeting on Commission Actions Relating to Implementation of Title VII of the Dodd-Frank Act Hester M. Peirce
Statement
Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers Hester M. Peirce
Statement
Statement at Open Meeting on Amending the “Accredited Investor” Definition Hester M. Peirce
Statement
Mochas, Mariners, and Morality -- Remarks before the National Economists Club Hester M. Peirce
Speech
Statement on the Re-Proposal to Regulate Funds' Use of Derivatives as Well as Certain Sales Practices Hester M. Peirce
Elad L. Roisman
Statement
Statement at Open Meeting on Proposed Amendments to Improve Accuracy and Transparency of Proxy Voting Advice Hester M. Peirce
Statement
Statement at Open Meeting on Proposed Amendments to Modernize Shareholder Proposal Rule Hester M. Peirce
Statement
Broken Windows: Remarks before the 51st Annual Institute on Securities Regulation Hester M. Peirce
Speech
Commission Statement Regarding SEC Roundtable on Combating Elder Investor Fraud Jay Clayton
Hester M. Peirce
Robert J. Jackson Jr.
Elad L. Roisman
Allison Herren Lee
Statement
Braided Bread and Boiled Beer: Remarks before the Eurofi Financial Forum 2019 Hester M. Peirce
Speech
276 to 300 of 355 items