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Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Date Sort ascending Title Speaker Type
Curiouser and Curiouser: Statement on Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers Hester M. Peirce
Statement
Dealer, No Dealer?[1] : Statement on Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers Hester M. Peirce
Statement
Unsettling Silence: Dissent from Denial of Request for Rulemaking to Amend 17 C.F.R. § 202.5(e) Hester M. Peirce
Statement
For the Birds: Statement on Adoption of Rule Regarding Special Purpose Acquisition Companies, Shell Companies, and Projections Hester M. Peirce
Statement
Out, Damned Spot! Out, I Say!: Statement on Omnibus Approval Order for List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units Hester M. Peirce
Statement
Statement Regarding Denial of Petition for Rulemaking Hester M. Peirce
Mark T. Uyeda
Statement
Twenty Years, Forty %?: Statement on the 2024 Final Budget and Accounting Support Fee for the Public Company Accounting Oversight Board Hester M. Peirce
Statement
Careening Toward Clearing: Statement on Rules to Improve Risk Management in Clearance and Settlement and to Facilitate Additional Central Clearing for the U.S. Treasury Market Hester M. Peirce
Statement
Remarks at Meeting of the SEC Investor Advisory Committee Hester M. Peirce
Speech
Freedom: Remarks at Meeting of the Small Business Capital Formation Advisory Committee Hester M. Peirce
Speech
Unsettling End of an Era: Statement on Adoption of Rule Prohibiting Conflicts of Interest in Certain Securitizations Hester M. Peirce
Statement
High Stakes: Comments on the Adoption of a Rule Related to Clearing Agency Governance and Conflicts of Interest Hester M. Peirce
Statement
The SEC’s Swiss Army Statute: Statement on Charter Communications, Inc. Hester M. Peirce
Mark T. Uyeda
Statement
Overdue: Statement of Dissent on LBRY Hester M. Peirce
Statement
Fears for Tiers: Statement on Proposed Volume-Based Exchange Transaction Pricing for NMS Stocks Hester M. Peirce
Statement
Statement on Short Sale Disclosure Hester M. Peirce
Statement
Reporting of Securities Loans Hester M. Peirce
Statement
Appropriating Appropriate Asymmetries: Statement on Modernization of Beneficial Ownership Reporting Rule Hester M. Peirce
Statement
Remarks at Meeting of the SEC Investor Advisory Committee Hester M. Peirce
Speech
Pizza or Pizza? Statement on Investment Company Names Hester M. Peirce
Statement
Remarks at the Meeting of SEC Small Business Capital Formation Advisory Committee Hester M. Peirce
Speech
Caught in a SAR Trap: Statement on In the Matter of Pierre Economacos Hester M. Peirce
Mark T. Uyeda
Statement
Collecting Enforcement Actions: Statement on Stoner Cats 2, LLC Hester M. Peirce
Mark T. Uyeda
Statement
Ugh and Awe: Remarks before the IFC-Milken Institute’s Capital Markets Scholars Program Hester M. Peirce
Speech
Who’s Paying?: Statement on the CAT’s Funding Model Hester M. Peirce
Statement