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Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Date Sort ascending	Title	Speaker	Type
Dec. 15, 2021	Statement on the Proposed Amendments to the Availability of the Affirmative Defense to Allegations of Insider Trading Provided by Exchange Act Rule 10b5-1	Caroline A. Crenshaw	Statement
Dec. 14, 2021	Virtual Remarks at the Center for American Progress and Sierra Club: Down the Rabbit Hole of Climate Pledges	Caroline A. Crenshaw	Speech
Dec. 6, 2021	Joint Statement of Appreciation for Rebecca Olsen’s Service as Director of the Office of Municipal Securities	Hester M. Peirce Elad L. Roisman Allison Herren Lee Caroline A. Crenshaw	Statement
Nov. 17, 2021	Statement on Proxy Voting Advice	Caroline A. Crenshaw	Statement
Nov. 17, 2021	Statement on Universal Proxy	Caroline A. Crenshaw	Statement
Nov. 16, 2021	Remarks at the PepsiCo-PwC CPE Conference: Controlling Internal Controls	Caroline A. Crenshaw	Speech
Nov. 10, 2021	The Lessons of Structured Data	Caroline A. Crenshaw	Speech
Nov. 9, 2021	Statement on DeFi Risks, Regulations, and Opportunities	Caroline A. Crenshaw	Statement
Nov. 8, 2021	Joint Statement on PCAOB Appointments	Allison Herren Lee Caroline A. Crenshaw	Statement
Nov. 1, 2021	Statement on the Registration Deadline for Security-Based Swap Dealers	Allison Herren Lee Caroline A. Crenshaw	Statement
Oct. 12, 2021	Digital Asset Securities – Common Goals and a Bridge to Better Outcomes	Caroline A. Crenshaw	Speech
Oct. 4, 2021	Statement on Complex Exchange-Traded Products	Allison Herren Lee Caroline A. Crenshaw	Statement
Sept. 29, 2021	Statement on N-PX Proposal	Caroline A. Crenshaw	Statement
Sept. 24, 2021	Assessing the Unknown	Caroline A. Crenshaw	Speech
Sept. 3, 2021	Statement Regarding Information Bundling and Corporate Penalties	Caroline A. Crenshaw	Statement
Aug. 13, 2021	Joint Statement on Joe Brenner Concluding His Tenure at SEC	Gary Gensler Hester M. Peirce Elad L. Roisman Allison Herren Lee Caroline A. Crenshaw	Statement
Aug. 6, 2021	Statement on Nasdaq’s Diversity Proposals – A Positive First Step for Investors	Allison Herren Lee Caroline A. Crenshaw	Statement
Aug. 2, 2021	Joint Statement on the Departure of Pete Driscoll	Gary Gensler Hester M. Peirce Elad L. Roisman Allison Herren Lee Caroline A. Crenshaw	Statement
July 30, 2021	Statement on FINRA Rule Regarding High-Risk Firms	Allison Herren Lee Caroline A. Crenshaw	Statement
July 7, 2021	Remarks at Asset Management Advisory Committee Meeting	Caroline A. Crenshaw	Statement
May 27, 2021	Remarks at the 40th Annual SEC Small Business Forum	Caroline A. Crenshaw	Statement
May 14, 2021	Mind the (Data) Gaps	Caroline A. Crenshaw	Speech
April 14, 2021	Statement on Senate Confirmation of Gary Gensler	Allison Herren Lee Hester M. Peirce Elad L. Roisman Caroline A. Crenshaw	Statement
March 19, 2021	Remarks at Asset Management Advisory Committee Meeting	Caroline A. Crenshaw	Statement
March 9, 2021	Moving Forward Together – Enforcement for Everyone	Caroline A. Crenshaw	Speech