Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Statement on Open-End Funds Chair Gary Gensler
Statement
Closing Act: Statement on Proposed Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting Commissioner Hester M. Peirce
Statement
Learning from History: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Commissioner Caroline A. Crenshaw
Statement
Statement on Proposed Rule: Open-End Fund Liquidity Programs and Swing Pricing; Form N-PORT Reporting Commissioner Mark T. Uyeda
Statement
Strengthening Open-End Fund Resiliency and Liquidity in Stressed Markets Commissioner Jaime Lizárraga
Statement
Statement on Final Amendments to Form N-PX Chair Gary Gensler
Statement
Voting Obsession: Statement on Final Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers Commissioner Hester M. Peirce
Statement
Statement on Enhanced Reporting of Proxy Votes Commissioner Caroline A. Crenshaw
Statement
Statement on the Final Rule: Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers Commissioner Mark T. Uyeda
Statement
Enhancing Fund Voting Reporting Commissioner Jaime Lizárraga
Statement
Statement on Proposed Amendments Regarding Service Providers Oversight Chair Gary Gensler
Statement
Outsourcing Fiduciary Duty to the Commission: Statement on Proposed Outsourcing by Investment Advisers Commissioner Hester M. Peirce
Statement
In Service of the Investor: Statement on Outsourcing by Investment Advisers Commissioner Caroline A. Crenshaw
Statement
Statement on Proposed Rule Regarding Outsourcing by Investment Advisers Commissioner Mark T. Uyeda
Statement
Accountability in an Evolving Asset Management Industry Commissioner Jaime Lizárraga
Statement
Statement on Final Rule Amendments Regarding Shareholder Reports Chair Gary Gensler
Statement
One Good Step, More to Go: Statement on Final Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements Commissioner Hester M. Peirce
Statement
Simplicity is a Goal Unto Itself: Statement on Tailored Shareholder Reports for Mutual Funds and Exchange Traded Funds; Fee Information in Investment Company Advertising Commissioner Caroline A. Crenshaw
Statement
Statement on Final Rule Regarding Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements Commissioner Mark T. Uyeda
Statement
Modernizing Mutual Fund and ETF Disclosures for Investors Commissioner Jaime Lizárraga
Statement
Statement on Final Rules Regarding Clawbacks of Erroneously Awarded Compensation Chair Gary Gensler
Statement
Erroneous Clawbacking: Statement at Open Meeting to Consider Listing Standards for Recovery of Erroneously Awarded Compensation Commissioner Hester M. Peirce
Statement
Statement on Listing Standards for Recovery of Erroneously Awarded Compensation Commissioner Caroline A. Crenshaw
Statement
Statement on the Final Rule Related to Listing Standards for Recovery of Erroneously Awarded Compensation Commissioner Mark T. Uyeda
Statement
Statement on Listing Standards for Recovery of Erroneously Awarded Compensation: Commissioner Jaime Lizárraga
Statement
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