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Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements RSS Feed


Date Sort ascending	Title	Speaker	Type
Oct. 28, 2020	Statement on Funds' Use of Derivatives	Caroline A. Crenshaw	Speech
Oct. 19, 2020	When the Nail Fails – Remarks before the National Society of Compliance Professionals	Hester M. Peirce	Speech
Oct. 9, 2020	The Car Talk of Capital Raising	Martha Miller	Speech
Oct. 9, 2020	Volume, Value, and Impact: Remarks by the SEC Ombudsman	Tracey McNeil, Ombudsman	Speech
Oct. 8, 2020	Investing in the Public Option: Promoting Growth in Our Public Markets Remarks at The SEC Speaks in 2020	Allison Herren Lee	Speech
Oct. 8, 2020	Remarks At SEC Speaks 2020	Elad L. Roisman	Speech
Oct. 8, 2020	An Update on FY 2020 Results – Remarks at SEC Speaks	Jay Clayton	Speech
Sept. 29, 2020	Remarks at U.S. Treasury Market Conference	Elad L. Roisman	Speech
Sept. 24, 2020	Keynote Address: Regulating with our Eyes on the Future	Dalia Blass	Speech
Sept. 22, 2020	Diversity Matters, Disclosure Works, and the SEC Can Do More: Remarks at the Council of Institutional Investors Fall 2020 Conference	Allison Herren Lee	Speech
Sept. 18, 2020	Remarks at the 7th Annual Conference on Financial Market Regulation	Hester M. Peirce	Speech
Sept. 17, 2020	Investor-Focused, Nimble and Vigorous Enforcement at the SEC	Jay Clayton	Speech
Sept. 17, 2020	Protecting Everyday Investors and Preserving Market Integrity: The SEC’s Division of Enforcement	Stephanie Avakian, Director, Division of Enforcement	Speech
Sept. 17, 2020	Lucy’s Human: Remarks at Virtual Roundtable on The Role of Asset Management in ESG Investing Hosted By Harvard Law School and the Program on International Financial Systems	Hester M. Peirce	Speech
Aug. 27, 2020	Markets, Morality, and Mobsters: Remarks at the 18th Annual Corporate Governance Conference	Hester M. Peirce	Speech
July 28, 2020	Speech: PLI Investment Management Institute	Dalia Blass	Speech
July 21, 2020	Not Braking and Breaking	Hester M. Peirce	Speech
July 7, 2020	Keynote Speech at the Society for Corporate Governance National Conference	Elad L. Roisman	Speech
June 22, 2020	Modernizing U.S. Equity Market Structure	Jay Clayton Brett Redfearn	Speech
May 14, 2020	Remarks to the Financial Stability Oversight Council	Jay Clayton	Speech
May 12, 2020	Keynote Address: Securities Enforcement Forum West 2020	Steven Peikin	Speech
March 10, 2020	Speech at the Council of Institutional Investors’ (“CII”) Conference	Elad L. Roisman	Speech
March 5, 2020	Getting Back to Basics: Protecting, Serving, and Empowering Investors Remarks before the Investment Adviser Association Compliance Conference 2020	Allison Herren Lee	Speech
Feb. 24, 2020	The SEC’s Office of Credit Ratings and NRSRO Regulation: Past, Present, and Future	Jessica Kane Director, Office of Credit Ratings	Speech
Feb. 6, 2020	Running on Empty: A Proposal to Fill the Gap Between Regulation and Decentralization	Hester M. Peirce	Speech