Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

Press Releases RSS Feed
Date Headline Release No.
SEC Adopts Rule to Increase Transparency Into Short Selling and Amendment to CAT NMS Plan for Purposes of Short Sale Data Collection 2023-221
SEC Adopts Rule to Increase Transparency in the Securities Lending Market 2023-220
SEC Adopts Amendments to Rules Governing Beneficial Ownership Reporting 2023-219
SEC Names Stephanie Allen as Director of Media Relations and Speechwriting 2023-218
SEC Spotlights Due Diligence During World Investor Week 2023 2023-217
SEC, MSRB, & FINRA to Hold Virtual Compliance Outreach Program 2023-216
SEC Proposes Tailored Registration Form for Offerings of Registered Index-Linked Annuities 2023-215
SEC Charges International Accounting Firm Prager Metis with Hundreds of Auditor Independence Violations 2023-214
SEC Charges D. E. Shaw with Violating Whistleblower Protection Rule 2023-213
SEC Charges 10 Firms with Widespread Recordkeeping Failures 2023-212
SEC Charges Two Credit Rating Agencies, DBRS and KBRA, with Longstanding Recordkeeping Failures 2023-211
SEC Charges Newell Brands and Former CEO for Misleading Investors About Sales Performance 2023-210
Albemarle Corp. to Pay SEC More Than $103 Million to Settle FCPA Violations 2023-209
SEC Charges Electric Vehicle Co. for Misleading Revenue Projections Ahead of SPAC Merger 2023-208
SEC Charges Exelon, its Subsidiary Commonwealth Edison, and Subsidiary’s Former CEO Anne Pramaggiore with Fraud in Connection with Political Corruption Scheme 2023-207
SEC Charges Clear Channel Outdoor with FCPA Violations Relating to China Subsidiary 2023-206
SEC Charges Former Pareteum Executives with Accounting and Disclosure Fraud 2023-205
SEC Charges Former Financial Industry Analyst and Three Others with Insider Trading 2023-204
SEC Charges Three Southern California Siblings with Insider Trading 2023-203
SEC Appoints George Botic to the Public Company Accounting Oversight Board 2023-202
SEC Charges Corporate Insiders for Failing to Timely Report Transactions and Holdings 2023-201
SEC Charges Hydrogen Vehicle Co. Hyzon Motors and Two Former Executives for Misleading Investors 2023-200
SEC Charges California Advisory Firm AssetMark for Failing to Disclose Multiple Financial Conflicts 2023-199
New Report from the Small Business Forum Includes Recommendations to Improve Capital Raising 2023-198
SEC Charges Advisory Firm Bruderman Asset Management and its Principal for Failing to Disclose Misuse of Investment Funds 2023-197
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