Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

Press Releases RSS Feed
Date Headline Release No.
SEC Charges Founder of $1.7 Billion “HyperFund” Crypto Pyramid Scheme and Top Promoter with Fraud 2024-11
SEC Charges Northern Star SPAC for Material Misrepresentations in its IPO-Related Disclosures 2024-10
SEC Charges Chicago-based Aon Investments and Former Partner with Misleading Pennsylvania Public Employees’ Pension Fund 2024-9
SEC Adopts Rules to Enhance Investor Protections Relating to SPACs, Shell Companies, and Projections 2024-8
J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule 2024-7
SEC Charges Morgan Stanley and Former Executive Pawan Passi with Fraud in Block Trading Business 2024-6
SEC Charges Future FinTech CEO Shanchun Huang With Fraud and Disclosure Failures 2024-5
SEC Charges Global Software Company SAP for FCPA Violations 2024-4
SEC Appoints Stacey Bowers as Small Business Advocate 2024-3
SEC Appoints Stacey Bowers as Small Business Advocate 2024-3
SEC Charges Florida Real Estate Developer Rishi Kapoor with Perpetuating $93 Million Fraud Scheme and Obtains Emergency Relief 2024-2
Mark Uyeda Sworn in for Second Term as SEC Commissioner 2024-1
Dean C. Metry Named Chief Administrative Law Judge at SEC 2023-259
BarnBridge DAO Agrees to Stop Unregistered Offer and Sale of Structured Finance Crypto Product 2023-258
SEC Awards More Than $28 Million to Seven Whistleblowers 2023-257
SEC Charges UAE-Based Brooge Energy and Former Executives with Fraud 2023-256
SEC Charges Former CEO of Medical Device Startup Stimwave with $41 Million Fraud 2023-255
SEC Charges Tingo Mobile Founder, Three Companies with Massive Fraud and Obtains Emergency Relief 2023-254
SEC Issues Staff Report on Accredited Investor Definition 2023-253
SEC Small Business Advocacy Office Delivers Report to Congress on Capital Raising from Startups to Small Public Companies 2023-252
SEC Charges Titanium Capital and Founder Henry Abdo with Operating Ponzi Scheme 2023-251
SEC Obtains Emergency Relief to Halt $191 Million Cattle Ponzi Scheme 2023-250
Credit Suisse Entities to Pay $10 Million for Providing Prohibited Mutual Fund Services 2023-249
SEC Approves 2024 PCAOB Budget and Accounting Support Fee 2023-248
SEC Adopts Rules to Improve Risk Management in Clearance and Settlement and Facilitate Additional Central Clearing for the U.S. Treasury Market 2023-247
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