Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

Press Releases RSS Feed
Date Headline Release No.
SEC Charges Two Investment Advisers with Making False and Misleading Statements About Their Use of Artificial Intelligence 2024-36
SEC Charges 17 Individuals in $300 Million Crypto Asset Ponzi Scheme Targeting the Latino Community 2024-35
SEC Charges Tallgrass Energy’s Former Board Member Roy Cook and Four Others with Insider Trading in Advance of Blackstone Acquisition 2024-34
SEC Charges Skechers with Making Undisclosed Payments to Executives’ Family Members 2024-33
SEC Adopts Amendments to Enhance Disclosure of Order Execution Information 2024-32
SEC Adopts Rules to Enhance and Standardize Climate-Related Disclosures for Investors 2024-31
SEC Charges Advisory Firm HG Vora for Disclosure Failures Ahead of Ryder Acquisition Bid 2024-30
SEC Charges Lordstown Motors with Misleading Investors about Company’s Flagship Electric Vehicle 2024-29
SEC Investor Advisory Committee to Discuss Proposals to Improve Equity Market Structure and Examine the Use of Materiality as a Disclosure Standard 2024-28
SEC Announces Departure of William Birdthistle; Natasha Vij Greiner Named Director of the Division of Investment Management 2024-27
SEC Charges Former Alfi CEO Paul Pereira with Fraud for Making False Statements on Social Media 2024-26
SEC Updates Ethics Rules Governing Securities Trading by Agency Personnel 2024-25
SEC Charges Husband of Energy Company Manager with Insider Trading 2024-24
SEC Small Business Advisory Committee to Discuss the Accredited Investor Definition and the State of the IPO Market 2024-23
SEC Charges TIAA Subsidiary for Failing to Act in the Best Interest of Retail Customers 2024-22
SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations 2024-21
SEC Charges Van Eck Associates for Failing to Disclose Influencer’s Role in Connection with ETF Launch 2024-20
SEC Proposes Rule to Update Definition of Qualifying Venture Capital Funds 2024-19
Sixteen Firms to Pay More Than $81 Million Combined to Settle Charges for Widespread Recordkeeping Failures 2024-18
SEC Adopts Amendments to Enhance Private Fund Reporting 2024-17
SEC Charges TradeStation Crypto for Unregistered Offer and Sale of Crypto Asset Lending Product 2024-16
SEC Charges China-Based Tech Company Cloopen Group with Accounting Fraud 2024-15
SEC Adopts Rules to Include Certain Significant Market Participants as “Dealers” or “Government Securities Dealers” 2024-14
SEC Charges Founder of American Bitcoin Academy Online Crypto Course with Fraud Targeting Students 2024-13
SEC to Host Law School Summit Highlighting Need for Investor Access to Legal Counsel 2024-12
51 to 75 of 3437 items