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Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

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Date Sort ascending Headline Release No.
SEC Tightens Rules on Advisory Performance Fee Charges 2012-29
Director of L.A. Office Rosalind Tyson to Retire after 30 Years of SEC Service 2012-28
SEC Charges California Hedge Fund Manager Connected to Galleon Insider Trading Case 2012-27
SEC Charges Former Pharmaceutical Company Employee with Insider Trading on Biotech Deals 2012-26
SEC Charges Smith & Nephew PLC with Foreign Bribery 2012-25
SEC Names Jeanette M. Franzel to the Public Company Accounting Oversight Board 2012-24
SEC Charges Former Credit Suisse Investment Bankers in Subprime Bond Pricing Scheme During Credit Crisis 2012-23
SEC Charges Brothers With Short Selling Violations 2012-22
SEC Charges Former Executives and Accountants With Fraud at British Subsidiary of Medical Devices Company 2012-21
SEC Deputy Inspector General to Serve as Agency's Interim Inspector General 2012-20
SEC Charges Latvian Trader in Pervasive Brokerage Account Hijacking Scheme 2012-17
SEC Charges Boiler Room Operators in Florida-Based Penny Stock Manipulation Scheme 2012-18
SEC Advisory Committee on Small And Emerging Companies to Meet Wednesday 2012-19
Diamondback Capital Agrees to Settle SEC Insider Trading Charges 2012-16
Fee Rate Advisory #5 for Fiscal Year 2012 2012-15
SEC Obtains Emergency Relief Against St. Louis-Based Private Investment Funds after Charging Them and Their Principal with Fraud 2012-14
SEC Seeks Public Comment for Financial Literacy Study Mandated by Dodd-Frank Act 2012-12
SEC Charges Fund Managers and Analysts in Insider Trading Scheme 2012-11
SEC Charges Florida Bank Holding Company and CEO with Misleading Investors about Loan Risks During Financial Crisis 2012-13
SEC Names Jane Norberg as Deputy Chief of Whistleblower Office 2012-10
SEC Inspector General H. David Kotz to Leave Commission 2012-9
SEC Charges UBS Global Asset Management for Pricing Violations in Mutual Fund Portfolios 2012-8
SEC Names Robert Fisher as Deputy Director in Office of International Affairs 2012-6
Texas-Based Accountant Pleads Guilty to Lying to SEC Investigators 2012-7
Administrative Law Judge Robert G. Mahony Retires After 46 Years of Federal Service 2012-5