SEC Meetings and Other Events

Compliance Outreach for Municipal Market Professionals

Dec 7, 2023
10:30AM – 4:30PM ET
Add to Calendar 2023-12-07 10:30:00 2023-12-07 16:30:00 Compliance Outreach for Municipal Market Professionals

The SEC, Municipal Securities Rulemaking Board, and Financial Industry Regulatory Authority will host a virtual Compliance Outreach Program for municipal market professionals. See more information, including registration details.

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The virtual event is free and open to the public. Registration details

To submit questions in advance, please email: gergana.sellers@finra.org.

no-reply@sec.gov America/New_York public

The SEC, Municipal Securities Rulemaking Board, and Financial Industry Regulatory Authority will host a virtual Compliance Outreach Program for municipal market professionals. See more information, including registration details.

Last Reviewed or Updated: June 28, 2024