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2024-05-16 09:00:00
2024-05-16 17:00:00
2024 Conference on Emerging Trends in Asset Management
The SEC’s Division of Investment Management will host its annual Conference on Emerging Trends in Asset Management. The conference will bring together a variety of asset management industry participants and academics.
The event will be open to the public in-person and via live webcast. Registration | More Information
See agenda and bios.
AGENDA
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9:00-9:15 a.m. | Introduction, Director Natasha Vij Greiner
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9:15-9:30 a.m. | Keynote Address, Chair Gary Gensler
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[+]9:30 a.m.-10:00 a.m. | Regulatory Perspective: Andrea Seidt, Ohio Securities Commissioner
Moderator: Deputy Director Sarah G. ten Siethoff
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[+]10:00a.m.-11:15 a.m. | Session 1: Trends in Asset Management Products and Strategies
Session Moderators: Co-Chief Counsel Kaitlin C. Bottock, Senior Counsel Shayna Gilmore
Panelists:
- Anna Paglia, Executive Vice President and Chief Business Officer, State Street Global Advisors
- John Rekenthaler, Director of Research, Morningstar Research Services LLC
- Leonard Ng, Partner and Head, UK/EU Financial Services Regulatory Group, Sidley Austin LLP
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[+]11:15-11:30 a.m. | Closing Thoughts on Morning Session and Preview of Afternoon Session
Managing Executive Aimée Primeaux
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11:30-1:00 p.m. | Lunch Break
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[+]1:00-1:30 p.m. | Regulatory Perspective: Erica Y. Williams, Chair, Public Company Accounting Oversight Board
Moderator: Senior Special Counsel Jennifer B. McHugh
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[+]1:30-2:45 p.m. | Session 2: Asset Management Trends: Past, Present and Future
Session Moderators: Assistant Director Michael J. Spratt, Senior Counsel Jaea F. Hahn
Panelists:
- Diana B. Henriques, Author and Financial Journalist
- Usha R. Rodrigues, University Professor & M.E. Kilpatrick Chair of Corporate Finance and Securities Law, University of Georgia School of Law
- Susan Ferris Wyderko, Director Emeritus and Former President and CEO, Mutual Fund Directors Forum
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2:45-3:00 p.m. | Coffee Break
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[+]3:00-3:30 p.m. | Regulatory Perspective: Camille Blackburn, Director of Wholesale Buyside, Asset Management Division, U.K. Financial Conduct Authority
Moderator: Co-Chief Counsel Thoreau Bartmann
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[+]3:30-4:45 p.m. | Session 3: Technology-Driven Trends
Session Moderators: Associate Director Tim Husson, Financial Analyst Kevin Treharne
Panelists:
- Christine Moy, Partner leading Digital Assets, Data & AI Strategy, Apollo Global Management
- Alberto G. Rossi, Professor of Finance and Director of the AI, Analytics and Future of Work Initiative, Georgetown University
- Russell Wermers, Paul J. Cinquegrana Endowed Chair in Finance and Director, Center for Financial Policy, Smith School of Business, University of Maryland
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4:45-5:00 p.m. | Concluding Remarks, Director Natasha Vij Greiner
Webcast:
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Webcast archive will be posted soon
The SEC’s Division of Investment Management will host its annual Conference on Emerging Trends in Asset Management. The conference will bring together a variety of asset management industry participants and academics.
The event will be open to the public in-person and via live webcast. Registration | More Information
See agenda and bios.
AGENDA
-
9:00-9:15 a.m. | Introduction, Director Natasha Vij Greiner
-
9:15-9:30 a.m. | Keynote Address, Chair Gary Gensler
-
[+]9:30 a.m.-10:00 a.m. | Regulatory Perspective: Andrea Seidt, Ohio Securities Commissioner
Moderator: Deputy Director Sarah G. ten Siethoff
-
[+]10:00a.m.-11:15 a.m. | Session 1: Trends in Asset Management Products and Strategies
Session Moderators: Co-Chief Counsel Kaitlin C. Bottock, Senior Counsel Shayna Gilmore
Panelists:
- Anna Paglia, Executive Vice President and Chief Business Officer, State Street Global Advisors
- John Rekenthaler, Director of Research, Morningstar Research Services LLC
- Leonard Ng, Partner and Head, UK/EU Financial Services Regulatory Group, Sidley Austin LLP
-
[+]11:15-11:30 a.m. | Closing Thoughts on Morning Session and Preview of Afternoon Session
Managing Executive Aimée Primeaux
-
11:30-1:00 p.m. | Lunch Break
-
[+]1:00-1:30 p.m. | Regulatory Perspective: Erica Y. Williams, Chair, Public Company Accounting Oversight Board
Moderator: Senior Special Counsel Jennifer B. McHugh
-
[+]1:30-2:45 p.m. | Session 2: Asset Management Trends: Past, Present and Future
Session Moderators: Assistant Director Michael J. Spratt, Senior Counsel Jaea F. Hahn
Panelists:
- Diana B. Henriques, Author and Financial Journalist
- Usha R. Rodrigues, University Professor & M.E. Kilpatrick Chair of Corporate Finance and Securities Law, University of Georgia School of Law
- Susan Ferris Wyderko, Director Emeritus and Former President and CEO, Mutual Fund Directors Forum
-
2:45-3:00 p.m. | Coffee Break
-
[+]3:00-3:30 p.m. | Regulatory Perspective: Camille Blackburn, Director of Wholesale Buyside, Asset Management Division, U.K. Financial Conduct Authority
Moderator: Co-Chief Counsel Thoreau Bartmann
-
[+]3:30-4:45 p.m. | Session 3: Technology-Driven Trends
Session Moderators: Associate Director Tim Husson, Financial Analyst Kevin Treharne
Panelists:
- Christine Moy, Partner leading Digital Assets, Data & AI Strategy, Apollo Global Management
- Alberto G. Rossi, Professor of Finance and Director of the AI, Analytics and Future of Work Initiative, Georgetown University
- Russell Wermers, Paul J. Cinquegrana Endowed Chair in Finance and Director, Center for Financial Policy, Smith School of Business, University of Maryland
-
4:45-5:00 p.m. | Concluding Remarks, Director Natasha Vij Greiner
Webcast:
Last Reviewed or Updated: June 29, 2024