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Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Date Sort ascending	Title	Speaker	Type
May 23, 2024	“The Five Principles of Effective Cooperation in SEC Investigations,” Remarks at Securities Enforcement Forum West 2024	Gurbir S. Grewal, Director, Division of Enforcement	Speech
April 15, 2024	Remarks at Program on Corporate Compliance and Enforcement Spring Conference 2024	Gurbir S. Grewal, Director, Division of Enforcement	Speech
April 5, 2024	Statement on Jury’s Verdict in Trial of Matthew Panuwat	Gurbir S. Grewal Director, Division of Enforcement	Statement
April 5, 2024	Statement on Jury’s Verdict in Trial of Terraform Labs PTE Ltd. and Do Kwon	Gurbir S. Grewal Director, Division of Enforcement	Statement
April 3, 2024	Remarks at SEC Speaks 2024	Gurbir S. Grewal, Director, Division of Enforcement	Speech
Feb. 23, 2024	Remarks at Ohio State Law Journal Symposium 2024: ESG and Enforcement of the Federal Securities Laws	Gurbir S. Grewal, Director, Division of Enforcement	Speech
Dec. 14, 2023	Statement on Jury's Verdict in Trial of Mykalai Kontilai and Collectors Coffee Inc.	Gurbir S. Grewal, Director, Division of Enforcement	Statement
Oct. 24, 2023	Remarks at New York City Bar Association Compliance Institute	Gurbir S. Grewal, Director, Division of Enforcement	Speech
Sept. 27, 2023	Statement on Jury’s Verdict in Trial of Zhiying Yvonne Gasarch and Jackson Friesen	Gurbir S. Grewal, Director, Division of Enforcement	Statement
June 29, 2023	Statement on Insider Trading Enforcement Actions Announced on June 29, 2023	Gurbir S. Grewal, Director, Division of Enforcement	Statement
June 22, 2023	Remarks at Financial Times Cyber Resilience Summit	Gurbir S. Grewal, Director, Division of Enforcement	Speech
June 16, 2023	Statement on Jury’s Verdict in Trial of Robert Hillis Miller	Gurbir S. Grewal, Director, Division of Enforcement	Statement
Jan. 18, 2023	Statement on Jury’s Verdict in Trial of Bernard Findley and Halitron Inc	Gurbir S. Grewal, Director, Division of Enforcement	Statement
Dec. 12, 2022	Statement on Arrest of Sam Bankman-Fried	Gurbir S. Grewal Director, Division of Enforcement	Statement
Nov. 15, 2022	Remarks at Securities Enforcement Forum	Gurbir S. Grewal, Director, Division of Enforcement	Speech
Sept. 9, 2022	Remarks at SEC Speaks 2022	Gurbir S. Grewal, Director, Division of Enforcement	Speech
Aug. 2, 2022	Statement on Jury’s Verdict in Trial of Christopher Nohl, Michael Hull, and Entities They Owned or Controlled	Gurbir S. Grewal, Director, Division of Enforcement	Statement
July 29, 2022	Statement in Honor of National Whistleblower Day	Gurbir S. Grewal, Director, Division of Enforcement	Statement
July 21, 2022	Testimony on “Oversight of the SEC’s Division of Enforcement” Before the United States House of Representatives Committee on Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets	Gurbir S. Grewal, Director, Division of Enforcement	Statement
June 30, 2022	Statement on Decision in Bench Trial of Mark Heckele	Gurbir S. Grewal, Director, Division of Enforcement	Statement
May 12, 2022	Remarks at Securities Enforcement Forum West 2022	Gurbir S. Grewal, Director, Division of Enforcement	Speech
April 18, 2022	Statement on Jury’s Verdict in Trial of Edward S. Walczak	Gurbir S. Grewal, Director, Division of Enforcement	Statement
April 14, 2022	Statement on Jury’s Verdict in Trial of Tytus W. Harkins	Gurbir S. Grewal, Director, Division of Enforcement	Statement
April 4, 2022	Statement on Jury’s Verdict in Trial of Henry Sargent	Gurbir S. Grewal, Director, Division of Enforcement	Statement
March 23, 2022	Statement on Jury’s Verdict in Trial of Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young	Gurbir S. Grewal, Director, Division of Enforcement	Statement