Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Statement on Covered Clearing Agency Resilience and Recovery and Wind-Down Plans Commissioner Caroline A. Crenshaw
Statement
Joint Statement relating to In the Matter of Classic Asset Management, LLC Commissioner Caroline A. Crenshaw
Commissioner Jaime Lizárraga
Statement
Statement on Amendments to Form PF Commissioner Caroline A. Crenshaw
Statement
Statement on Share Repurchases Adoption Commissioner Caroline A. Crenshaw
Statement
Statement on Supplemental Information and Reopening of Comment Period for Amendments to Exchange Act Rule 3b-16 Regarding the Definition of “Exchange” Commissioner Caroline A. Crenshaw
Statement
Fixed Income and Options: The Other Market Structures
Remarks at the Fixed Income Forum Spring Roundtable 		Commissioner Caroline A. Crenshaw
Speech
Statement on the Proposed Expansion of Electronic Filing Commissioner Caroline A. Crenshaw
Statement
Statement on Retail Options Commissioner Caroline A. Crenshaw
Statement
Statement on Amendments to Regulation S-P, Cybersecurity Risk Management, and Amendments to Regulation SCI Commissioner Caroline A. Crenshaw
Statement
Statement on Safeguarding Advisory Client Assets Proposal Commissioner Caroline A. Crenshaw
Statement
Statement on Rule Amendments Shortening the Settlement Cycle Commissioner Caroline A. Crenshaw
Statement
Big “Issues” in the Small Business Safe Harbor: Remarks at the 50th Annual Securities Regulation Institute Commissioner Caroline A. Crenshaw
Speech
Statement on the Prohibition against Conflicts of Interest in Certain Securitizations Re-proposal Commissioner Caroline A. Crenshaw
Statement
Statement on Proposals Related to Equity Market Structure Commissioner Caroline A. Crenshaw
Statement
Insider Trading Rules Get a Much Needed Facelift Commissioner Caroline A. Crenshaw
Statement
Learning from History: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Commissioner Caroline A. Crenshaw
Statement
Statement on Enhanced Reporting of Proxy Votes Commissioner Caroline A. Crenshaw
Statement
In Service of the Investor: Statement on Outsourcing by Investment Advisers Commissioner Caroline A. Crenshaw
Statement
Simplicity is a Goal Unto Itself: Statement on Tailored Shareholder Reports for Mutual Funds and Exchange Traded Funds; Fee Information in Investment Company Advertising Commissioner Caroline A. Crenshaw
Statement
Statement on Listing Standards for Recovery of Erroneously Awarded Compensation Commissioner Caroline A. Crenshaw
Statement
Moving Forward in Our Lane: Remarks at the Inaugural ECGI Responsible Capitalism Summit Commissioner Caroline A. Crenshaw
Speech
Statement on Staff’s FAQ Relating to Investment Adviser Considerations of DEI Factors Commissioner Caroline A. Crenshaw
Commissioner Jaime Lizárraga
Statement
Statement on Updates to Electronic Recordkeeping Requirements for Broker-Dealers and Security-Based Swap Entities Commissioner Caroline A. Crenshaw
Statement
Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities Commissioner Caroline A. Crenshaw
Statement
Late Summer Sunshine: Statement on the Adoption of Pay Versus Performance Commissioner Caroline A. Crenshaw
Statement
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