Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Date Sort ascending	Title	Speaker	Type
Date: Feb. 13, 2015	Title: Why is the SEC Wavering on Waivers? Remarks at the 37th Annual Conference on Securities Regulation and Business Law	Speaker: Commissioner Daniel M. Gallagher	Type:Speech
Date: Feb. 12, 2015	Title: Opening Remarks on SEC Investor Education and Advocacy to Military Service Men and Women at Ft. Hood	Speaker: Commissioner Daniel M. Gallagher	Type:Speech
Date: Feb. 10, 2015	Title: Rule 14a-8: Conflicting Proposals, Conflicting Views	Speaker: Keith F. Higgins, Director, Division of Corporation Finance	Type:Speech
Date: Feb. 9, 2015	Title: The Volcker Rule: Observations on Systemic Resiliency, Competition, and Implementation	Speaker: Commissioner Kara M. Stein	Type:Speech
Date: Feb. 5, 2015	Title: Advocating for Investors Saving for Retirement	Speaker: Commissioner Luis A. Aguilar	Type:Speech
Date: Feb. 5, 2015	Title: Protecting Elderly Investors from Financial Exploitation: Questions to Consider	Speaker: Rick A. Fleming, Investor Advocate	Type:Speech
Date: Jan. 13, 2015	Title: Can the U.S. Be an International Financial Center?	Speaker: Commissioner Daniel M. Gallagher	Type:Speech
Date: Jan. 3, 2015	Title: Public Service: An Obligation and Opportunity for Lawyers	Speaker: Chair Mary Jo White	Type:Speech
Date: Dec. 11, 2014	Title: Enhancing Risk Monitoring and Regulatory Safeguards for the Asset Management Industry	Speaker: Chair Mary Jo White	Type:Speech
Date: Dec. 10, 2014	Title: Remarks to the ICI 2014 Securities Law Developments Conference	Speaker: Norm Champ Director, Division of Investment Management	Type:Speech
Date: Dec. 8, 2014	Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments	Speaker: T. Kirk Crews Professional Accounting Fellow, Office of the Chief Accountant	Type:Speech
Date: Dec. 8, 2014	Title: Remarks Before the 2014 AICPA National Conference on Current SEC and PCAOB Developments — Audit Policy and Current Auditing, Independence, and Internal Control Matters	Speaker: Brian T. Croteau Deputy Chief Accountant, Office of the Chief Accountant	Type:Speech
Date: Dec. 8, 2014	Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments	Speaker: Christopher F. Rogers Professional Accounting Fellow, Office of the Chief Accountant	Type:Speech
Date: Dec. 8, 2014	Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments	Speaker: Kevin M. Stout Senior Associate Chief Accountant, Office of the Chief Accountant	Type:Speech
Date: Dec. 8, 2014	Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments	Speaker: Carlton E. Tartar Associate Chief Accountant, Office of the Chief Accountant	Type:Speech
Date: Dec. 8, 2014	Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments	Speaker: Steve Mack Professional Accounting Fellow, Office of the Chief Accountant	Type:Speech
Date: Dec. 8, 2014	Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments	Speaker: Dan Murdock Deputy Chief Accountant, Office of the Chief Accountant	Type:Speech
Date: Dec. 8, 2014	Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments	Speaker: Julie A. Erhardt Deputy Chief Accountant, Office of the Chief Accountant	Type:Speech
Date: Dec. 8, 2014	Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments	Speaker: Hillary H. Salo Professional Accounting Fellow, Office of the Chief Accountant	Type:Speech
Date: Dec. 8, 2014	Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments	Speaker: James Schnurr Chief Accountant, Office of the Chief Accountant	Type:Speech
Date: Dec. 4, 2014	Title: Remarks Before the Consumer Federation of America’s 27th Annual Financial Services Conference	Speaker: Commissioner Kara M. Stein	Type:Speech
Date: Nov. 21, 2014	Title: Keynote Address at Columbia Law School Conference on Current Issues in Securities Regulation: The ‘Hot’ Topics	Speaker: Commissioner Kara M. Stein	Type:Speech
Date: Nov. 21, 2014	Title: Remarks to the American Bar Association's Business Law Section Fall Meeting	Speaker: Andrew Ceresney Director, SEC Division of Enforcement	Type:Speech
Date: Nov. 19, 2014	Title: Remarks at 31st International Conference on the Foreign Corrupt Practices Act	Speaker: Andrew Ceresney Director, SEC Division of Enforcement	Type:Speech
Date: Nov. 13, 2014	Title: Remarks at the 15th Annual "Live from the SEC" Conference	Speaker: Commissioner Kara M. Stein	Type:Speech
Date: Nov. 13, 2014	Title: Remarks to the ALI CLE 2014 Conference on Life Insurance Company Products	Speaker: Norm Champ Director, Division of Investment Management, U.S. Securities and Exchange Commission	Type:Speech
Date: Oct. 29, 2014	Title: Remarks to the SIFMA Complex Products Forum	Speaker: Norm Champ, Director, Division of Investment Management	Type:Speech
Date: Oct. 24, 2014	Title: The Importance of the SEC’s Rulemaking Agenda - You Are What You Prioritize: Remarks at the 47th Annual Securities Regulation Seminar of the Los Angeles County Bar Association	Speaker: Commissioner Daniel M. Gallagher	Type:Speech
Date: Oct. 24, 2014	Title: Remarks before Los Angeles County Bar Association 47th Annual Securities Regulation Seminar	Speaker: Commissioner Kara M. Stein	Type:Speech
Date: Oct. 16, 2014	Title: The Securities and Exchange Commission — The Next 80 Years: The 15th Annual A.A. Sommer Jr. Lecture on Corporate, Securities and Financial Law	Speaker: Commissioner Daniel M. Gallagher	Type:Speech
Date: Oct. 14, 2014	Title: Remarks to the Securities Enforcement Forum 2014	Speaker: Commissioner Michael S. Piwowar	Type:Speech
Date: Oct. 3, 2014	Title: Shaping Company Disclosure: Remarks before the George A. Leet Business Law Conference	Speaker: Keith F. Higgins Director, Division of Corporation Finance	Type:Speech
Date: Oct. 1, 2014	Title: The Challenge of Coverage, Accountability and Deterrence in Global Enforcement	Speaker: Chair Mary Jo White	Type:Speech
Date: Sept. 30, 2014	Title: Remarks at the National Association of Plan Advisors D.C. Fly-In Forum	Speaker: Commissioner Michael S. Piwowar	Type:Speech
Date: Sept. 30, 2014	Title: The Commission’s Production and Use of Structured Data	Speaker: Mark J. Flannery Chief Economist and Director	Type:Speech
Date: Sept. 17, 2014	Title: Whatever Happened to Promoting Small Business Capital Formation?	Speaker: Commissioner Daniel M. Gallagher	Type:Speech
Date: Sept. 16, 2014	Title: Remarks at the 2014 SRO Outreach Conference	Speaker: Commissioner Daniel M. Gallagher	Type:Speech
Date: Sept. 16, 2014	Title: Remarks to the Georgetown University Center for Financial Markets and Policy Conference on Financial Markets Quality	Speaker: Commissioner Daniel M. Gallagher	Type:Speech
Date: Sept. 16, 2014	Title: Collaboration, Cooperation and Oversight	Speaker: Chair Mary Jo White	Type:Speech
Date: Sept. 16, 2014	Title: Completing the Journey: Women as Directors of Public Companies	Speaker: Chair Mary Jo White	Type:Speech
Date: Sept. 11, 2014	Title: Remarks to the Practising Law Institute, Hedge Fund Management Seminar 2014	Speaker: Norm Champ *Director, Division of Investment Management* *U.S. Securities and Exchange Commission*	Type:Speech
Date: Aug. 19, 2014	Title: The Case for User Fees	Speaker: Rick A. Fleming Investor Advocate	Type:Speech
Date: Aug. 1, 2014	Title: Remarks at the 2014 Municipal Finance Conference presented by The Bond Buyer and Brandeis International Business School	Speaker: Commissioner Michael S. Piwowar	Type:Speech
Date: July 15, 2014	Title: Remarks at AEI Conference on Financial Stability	Speaker: Commissioner Michael S. Piwowar	Type:Speech
Date: July 1, 2014	Title: Remarks to the 2014 Insured Retirement Institute Government, Legal & Regulatory Conference	Speaker: Norm Champ *Director, Division of Investment Management* *U.S. Securities and Exchange Commission*	Type:Speech
Date: June 30, 2014	Title: Remarks to the Practising Law Institute, Private Equity Forum	Speaker: Norm Champ *Director, Division of Investment Management*	Type:Speech
Date: June 27, 2014	Title: Evaluating Pension Fund Investments Through The Lens Of Good Corporate Governance	Speaker: Commissioner Luis A. Aguilar	Type:Speech
Date: June 23, 2014	Title: A Few Things Directors Should Know About the SEC	Speaker: Chair Mary Jo White	Type:Speech
Date: June 20, 2014	Title: Intermediation in the Modern Securities Markets: Putting Technology and Competition to Work for Investors	Speaker: Chair Mary Jo White	Type:Speech
Date: June 12, 2014	Title: Remarks Before the Peterson Institute of International Economics	Speaker: Commissioner Kara M. Stein	Type:Speech

Speeches and Statements

Commissioner Daniel M. Gallagher

Commissioner Daniel M. Gallagher

Keith F. Higgins, Director, Division of Corporation Finance

Commissioner Kara M. Stein

Commissioner Luis A. Aguilar

Rick A. Fleming, Investor Advocate

Commissioner Daniel M. Gallagher

Chair Mary Jo White

Chair Mary Jo White

Norm Champ Director, Division of Investment Management

T. Kirk Crews Professional Accounting Fellow, Office of the Chief Accountant

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant

Christopher F. Rogers

Professional Accounting Fellow, Office of the Chief Accountant

Kevin M. Stout

Senior Associate Chief Accountant, Office of the Chief Accountant

Carlton E. Tartar

Associate Chief Accountant, Office of the Chief Accountant

Steve Mack Professional Accounting Fellow, Office of the Chief Accountant

Dan Murdock

Deputy Chief Accountant, Office of the Chief Accountant

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant

Hillary H. Salo

Professional Accounting Fellow, Office of the Chief Accountant

James Schnurr

Chief Accountant, Office of the Chief Accountant

Commissioner Kara M. Stein

Andrew Ceresney Director, SEC Division of Enforcement

Andrew Ceresney Director, SEC Division of Enforcement

Commissioner Kara M. Stein

Norm Champ

Director, Division of Investment Management, U.S. Securities and Exchange Commission

Norm Champ, Director, Division of Investment Management

Commissioner Daniel M. Gallagher

Commissioner Kara M. Stein

Commissioner Michael S. Piwowar

Keith F. Higgins Director, Division of Corporation Finance

Chair Mary Jo White

Commissioner Michael S. Piwowar

Mark J. Flannery

Chief Economist and Director

Commissioner Daniel M. Gallagher

Commissioner Daniel M. Gallagher

Commissioner Daniel M. Gallagher

Chair Mary Jo White

Chair Mary Jo White

Norm Champ

Rick A. Fleming

Investor Advocate

Norm Champ

Norm Champ

Director, Division of Investment Management

Commissioner Luis A. Aguilar

Chair Mary Jo White

Chair Mary Jo White

Commissioner Kara M. Stein

Norm Champ
Director, Division of Investment Management

T. Kirk Crews
Professional Accounting Fellow, Office of the Chief Accountant

Steve Mack
Professional Accounting Fellow, Office of the Chief Accountant

Andrew Ceresney
Director, SEC Division of Enforcement

Andrew Ceresney
Director, SEC Division of Enforcement

Keith F. Higgins
Director, Division of Corporation Finance