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Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Date Sort ascending Title Speaker Type
Remarks before the AICPA National Conference on Banks & Savings Institutions

Sagar Teotia, Chief Accountant

Speech
Keynote Speech at Southeastern Securities Conference 2019 Steven Peikin, Co-Director, Division of Enforcement
Speech
Long Title. Big Mission. Martha Miller, Director, Advocate for Small Business Capital Formation
Speech
Cleveland, Kondo, and Capital: Remarks before the American Chamber of Commerce Commissioner Hester M. Peirce
Speech
Renegade Pandas: Opportunities for Cross Border Cooperation in Regulation of Digital Assets Commissioner Hester M. Peirce
Speech
Policy Challenges and Research Opportunities in the Era of Big Data S.P. Kothari, Chief Economist and Director, Division of Economic and Risk Analysis
Speech
Regulation Best Interest and the Investment Adviser Fiduciary Duty: Two Strong Standards that Protect and Provide Choice for Main Street Investors Chairman Jay Clayton
Speech
Baby on Board: Remarks before the Society for Corporate Governance National Conference Commissioner Hester M. Peirce
Speech
Scarlet Letters: Remarks before the American Enterprise Institute Commissioner Hester M. Peirce
Speech
Keynote Remarks at the Mid-Atlantic Regional Conference Chairman Jay Clayton
Speech
19th Amendment Lessons for 2019’s Advocates: Remarks to the National Association of Women Business Owners Martha Miller, Director, Advocate for Small Business Capital Formation
Speech
The Nexus of Equity Market Structure and Investor Relations: Remarks at the 2019 Annual Conference of the National Investor Relations Institute

Brett Redfearn, Director, Division of Trading and Markets[1]

Speech
A Quarter Century of Exchange-Traded Fun! Commissioner Hester M. Peirce
Speech
Sunsets, Russets, and Rule Resets Commissioner Hester M. Peirce
Speech
Alligators in Nirvana: Smart Regulation and the Future of Financial Services-Public Policy Conference Commissioner Hester M. Peirce
Speech
How We Howey Commissioner Hester M. Peirce
Speech
Reasonableness Pants Commissioner Hester M. Peirce
Speech
Remarks at the SIFMA Operations Conference & Exhibition: Staying Vigilant to Protect Investors

Peter B. Driscoll, Director, Office of Compliance Inspections and Examinations (OCIE)

Speech
Remarks before the 2019 Baruch College Financial Reporting Conference: Aiming toward the future Wesley Bricker, Chief Accountant
Speech
How We Protect Retail Investors

Peter B. Driscoll, Director, Office of Compliance Inspections and Examinations

Speech
Executive Pay Needs a Transparent Scorecard Commissioner Robert J. Jackson Jr.
Speech
Management’s Discussion and Analysis of the SEC: Remarks at the “SEC Speaks” Conference Chairman Jay Clayton
Speech
Remarks at SEC Speaks: Encouraging Smaller Entrants to Our Capital Markets Commissioner Elad L. Roisman
Speech
SECret Garden: Remarks at SEC Speaks Commissioner Hester M. Peirce
Speech
Important Issues for Investors in 2019 Rick Fleming, Investor Advocate
Speech