Oct. 8, 2020
Investing in the Public Option: Promoting Growth in Our Public Markets Remarks at The SEC Speaks in 2020
Commissioner Allison Herren Lee
Speech
Oct. 8, 2020
Remarks At SEC Speaks 2020
Commissioner Elad L. Roisman
Speech
Oct. 8, 2020
An Update on FY 2020 Results – Remarks at SEC Speaks
Chairman Jay Clayton
Speech
Sept. 29, 2020
Remarks at U.S. Treasury Market Conference
Commissioner Elad L. Roisman
Speech
Sept. 24, 2020
Keynote Address: Regulating with our Eyes on the Future
Dalia Blass , Director, Division of Investment Management
Speech
Sept. 22, 2020
Diversity Matters, Disclosure Works, and the SEC Can Do More: Remarks at the Council of Institutional Investors Fall 2020 Conference
Commissioner Allison Herren Lee
Speech
Sept. 18, 2020
Remarks at the 7th Annual Conference on Financial Market Regulation
Commissioner Hester M. Peirce
Speech
Sept. 17, 2020
Investor-Focused, Nimble and Vigorous Enforcement at the SEC
Chairman Jay Clayton
Speech
Sept. 17, 2020
Protecting Everyday Investors and Preserving Market Integrity: The SEC’s Division of Enforcement
Stephanie Avakian, Director, Division of Enforcement
Speech
Sept. 17, 2020
Lucy’s Human: Remarks at Virtual Roundtable on The Role of Asset Management in ESG Investing Hosted By Harvard Law School and the Program on International Financial Systems
Commissioner Hester M. Peirce
Speech
Aug. 27, 2020
Markets, Morality, and Mobsters: Remarks at the 18th Annual Corporate Governance Conference
Commissioner Hester M. Peirce
Speech
July 28, 2020
Speech: PLI Investment Management Institute
Dalia Blass , Director, Division of Investment Management
Speech
July 21, 2020
Not Braking and Breaking
Commissioner Hester M. Peirce
Speech
July 7, 2020
Keynote Speech at the Society for Corporate Governance National Conference
Commissioner Elad L. Roisman
Speech
June 22, 2020
Modernizing U.S. Equity Market Structure
Chairman Jay Clayton
Brett Redfearn , Director, Division of Trading and Markets
Speech
May 14, 2020
Remarks to the Financial Stability Oversight Council
Chairman Jay Clayton
Speech
May 12, 2020
Keynote Address: Securities Enforcement Forum West 2020
Steven Peikin , Co-Director, Division of Enforcement
Speech
March 10, 2020
Speech at the Council of Institutional Investors’ (“CII”) Conference
Commissioner Elad L. Roisman
Speech
March 5, 2020
Getting Back to Basics: Protecting, Serving, and Empowering Investors Remarks before the Investment Adviser Association Compliance Conference 2020
Commissioner Allison Herren Lee
Speech
Feb. 24, 2020
The SEC’s Office of Credit Ratings and NRSRO Regulation: Past, Present, and Future
Jessica Kane
Director, Office of Credit Ratings
Speech
Feb. 6, 2020
Running on Empty: A Proposal to Fill the Gap Between Regulation and Decentralization
Commissioner Hester M. Peirce
Speech
Jan. 30, 2020
Myths and Realities: Modernizing the Proxy Rules
Commissioner Elad L. Roisman
Speech
Jan. 29, 2020
Learning from Miami’s Emprendimientos
Martha Miller , Director, Advocate for Small Business Capital Formation
Speech
Dec. 12, 2019
Mochas, Mariners, and Morality -- Remarks before the National Economists Club
Commissioner Hester M. Peirce
Speech
Dec. 9, 2019
Statement in Connection with the 2019 AICPA Conference on Current SEC and PCAOB Developments
Sagar Teotia, Chief Accountant
Speech