![]() ![]() |
![]() |
Home | Jobs |
Fast Answers | Site Map | Search
![]() |
![]() |
||
![]() |
![]() |
||||
![]() |
|||||
![]() |
![]() |
||||
![]() |
![]() |
2010 Speeches and Public Statements: Alphabetically by Speaker
By Date2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994 | 1993 | 1992 | 1991 | 1990 | 1989 | 1988 | 1987 | 1986 | 1985 | 1984 | 1983 | 1982 | 1981 | 1980 | 1979 | 1978 | 1977 | 1976 | 1975 | 1974 | 1973 | 1972 | 1971 | 1970 | 1969 | 1968 | 1967 | 1966 | 1965 | 1964 | 1963 | 1962 | 1961 | 1960 | 1959 | 1958 | 1957 | 1956 | 1955 | 1954 | 1953 | 1952 | 1951 | 1950 | 1949 | 1948 | 1947 | 1946 | 1945 | 1944 | 1943 | 1942 | 1941 | 1940 | 1939 | 1938 | 1937 | 1936 | 1935 | 1934 | 1929-1933
|
Date | Title | Author | ||||
Chairman Mary L. Schapiro | ||||||
Dec. 15, 2010 |
|
Chairman Mary L. Schapiro | ||||
Dec. 15, 2010 |
|
Chairman Mary L. Schapiro | ||||
Dec. 6, 2010 | "The Important Role You Play", AICPA Annual Conference, Washington, D.C. | Chairman Mary L. Schapiro | ||||
Dec. 3, 2010 |
|
Chairman Mary L. Schapiro | ||||
Nov. 19, 2010 |
|
Chairman Mary L. Schapiro | ||||
Nov. 19, 2010 |
|
Chairman Mary L. Schapiro | ||||
Nov. 19, 2010 |
|
Chairman Mary L. Schapiro | ||||
Nov. 18, 2010 | Remarks to the SEC Government-Business Forum on Small Business Capital Formation, Washington, D.C. | Chairman Mary L. Schapiro | ||||
Nov. 9, 2010 | Brodsky Family Lecture at Northwestern University School of Law, Chicago, IL | Chairman Mary L. Schapiro | ||||
Nov. 3, 2010 |
|
Chairman Mary L. Schapiro | ||||
Nov. 3, 2010 |
|
Chairman Mary L. Schapiro | ||||
Nov. 3, 2010 |
|
Chairman Mary L. Schapiro | ||||
Oct. 19, 2010 | Remarks at the NACD Annual Corporate Governance Conference, Washington, D.C. | Chairman Mary L. Schapiro | ||||
Oct. 13, 2010 |
|
Chairman Mary L. Schapiro | ||||
Oct. 13, 2010 |
|
Chairman Mary L. Schapiro | ||||
Oct. 13, 2010 |
|
Chairman Mary L. Schapiro | ||||
Sep. 22, 2010 | Remarks Before the Security Traders Association, Washington, D.C. | Chairman Mary L. Schapiro | ||||
Sep. 17, 2010 |
|
Chairman Mary L. Schapiro | ||||
Sep. 7, 2010 | "Strengthening Our Equity Market Structure", Economic Club of New York, New York, New York | Chairman Mary L. Schapiro | ||||
Aug. 25, 2010 |
|
Chairman Mary L. Schapiro | ||||
Aug. 11, 2010 | Opening Statement at CFTC-SEC Joint Advisory Committee Meeting, Washington, D.C. | Chairman Mary L. Schapiro | ||||
Jul. 27, 2010 | Moving Forward: The Next Phase in Financial Regulatory Reform, Washington, D.C. | Chairman Mary L. Schapiro | ||||
Jul. 21, 2010 |
|
Chairman Mary L. Schapiro | ||||
Jul. 21, 2010 |
|
Chairman Mary L. Schapiro | ||||
Jul. 14, 2010 |
|
Chairman Mary L. Schapiro | ||||
Jul. 9, 2010 | Remarks at the National Conference of the Society of Corporate Secretaries and Governance Professionals, Chicago, Illinois | Chairman Mary L. Schapiro | ||||
Jun. 30, 2010 |
|
Chairman Mary L. Schapiro | ||||
Jun. 20, 2010 | Remarks at the Stanford University Law School Directors College, Stanford, California | Chairman Mary L. Schapiro | ||||
Jun. 16, 2010 |
|
Chairman Mary L. Schapiro | ||||
Jun. 8, 2010 | Remarks at CEO Quarterly Meeting of The Business Roundtable, Washington, D.C. | Chairman Mary L. Schapiro | ||||
Jun. 2, 2010 | Opening Statement at SEC Market Structure Roundtable, Washington, D.C. | Chairman Mary L. Schapiro | ||||
May 26, 2010 |
|
Chairman Mary L. Schapiro | ||||
May 26, 2010 |
|
Chairman Mary L. Schapiro | ||||
May 18, 2010 | Remarks at CFA Institute 2010 Annual Conference, Boston, Massachusetts | Chairman Mary L. Schapiro | ||||
May 7, 2010 | Remarks at Investment Company Institute 2010 General Membership Meeting, Washington, D.C. | Chairman Mary L. Schapiro as delivered by Andrew J. Donohue | ||||
May 6, 2010 | Keynote Address at the 2010 Annual Seminar of the Compliance and Legal Society of the Securities Industry and Financial Markets Association, Harbor Place, Maryland | Chairman Mary L. Schapiro | ||||
Apr. 21, 2010 | Statement on the Independence of the Securities and Exchange Commission, Washington, D.C. | Chairman Mary L. Schapiro | ||||
Apr. 15, 2010 | Statement Concerning Agency Self-Funding, News Conference Call, Washington, D.C. | Chairman Mary L. Schapiro | ||||
Apr. 14, 2010 |
|
Chairman Mary L. Schapiro | ||||
Apr. 14, 2010 |
|
Chairman Mary L. Schapiro | ||||
Apr. 7, 2010 |
|
Chairman Mary L. Schapiro | ||||
Feb. 24, 2010 |
|
Chairman Mary L. Schapiro | ||||
Feb. 24, 2010 |
|
Chairman Mary L. Schapiro | ||||
Feb. 5, 2010 | "Looking Ahead and Moving Forward", SEC Speaks, Washington, D.C. | Chairman Mary L. Schapiro | ||||
Jan. 27, 2010 |
|
Chairman Mary L. Schapiro | ||||
Jan. 27, 2010 |
|
Chairman Mary L. Schapiro | ||||
Jan. 26, 2010 | Remarks at the CCOutreach National Seminar, Washington, D.C. | Chairman Mary L. Schapiro | ||||
Jan. 20, 2010 | Embracing the Change, Coronado, California | Chairman Mary L. Schapiro | ||||
Jan. 13, 2010 |
|
Chairman Mary L. Schapiro | ||||
Jan. 13, 2010 |
|
Chairman Mary L. Schapiro | ||||
Commissioner Luis A. Aguilar | ||||||
Dec. 15, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Dec. 3, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Nov. 19, 2010 | Statement at SEC Open Meeting — Security-Based Swap Data Repository Registration, Duties, and Core Principles, and Proposed Regulation SBSR, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Nov. 19, 2010 | Statement at SEC Open Meeting — Meeting Proposals to Implement Investment Adviser Provisions of the Dodd-Frank Act, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Nov. 18, 2010 | The SEC and Corporate Governance — An Overview in the Wake of Dodd-Frank, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Nov. 4, 2010 | Board Diversity: Why It Matters and How to Improve It, New York, NY | Commissioner Luis A. Aguilar | ||||
Nov. 3, 2010 | Statement at SEC Open Meeting — Proposed Rules for Implementing the Whistleblower Provisions of Secton 21F of the Securities Exchange Act of 1934, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Nov. 3, 2010 | Statement at SEC Open Meeting — Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Nov. 3, 2010 | Statement at SEC Open Meeting — Risk Management Controls for Brokers or Dealers with Market Access, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Oct. 15, 2010 | An Insider’s View of the SEC: Principles to Guide Reform, Berkeley, California | Commissioner Luis A. Aguilar | ||||
Oct. 14, 2010 | The Mandate for Fair Inclusion and Opportunity for All, Oakland, California | Commissioner Luis A. Aguilar | ||||
Oct. 13, 2010 | Statement at SEC Open Meeting — Issuer Review of Assets Underlying Asset-Backed Securities, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Oct. 13, 2010 | Statement at SEC Open Meeting — Mitigate Conflicts of Interest Under Section 765 of the Dodd-Frank Act, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Oct. 13, 2010 | Statement at SEC Open Meeting — Interim Final Temporary Rule 13Aa-2T, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Oct. 4, 2010 | Changing the Dialogue on Diversity to Achieve Results, National Harbor, Maryland | Commissioner Luis A. Aguilar | ||||
Sep. 28, 2010 | Furthering Opportunity and Diversity at the SEC: A Positive-Sum Game, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Sep. 21, 2010 | Financial Regulatory Reform: The SEC Moving Forward, Los Angeles, California | Commissioner Luis A. Aguilar | ||||
Sep. 17, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Sep. 16, 2010 | Diversity in the Boardroom is Important and, Unfortunately, Still Rare, SAIS Center for Transatlantic Relations, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Aug. 25, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Jul. 21, 2010 | Statement at SEC Open Meeting—Form ADV, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Jul. 21, 2010 | Statement at SEC Open Meeting—12b-1 Fees, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Jul. 14, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Jun. 30, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Jun. 16, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Jun. 2, 2010 | Statement at SEC Market Structure Roundtable, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
May 26, 2010 | Statement at SEC Open Meeting — Municipal Securities Disclosure, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
May 26, 2010 | Statement at SEC Open Meeting — Consolidated Audit Trail, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
May 24, 2010 | Market Upheaval and Investor Harm Should Not be the New Normal, Compliance Week 2010, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
May 24, 2010 | Analysis of Regulatory Issues and Market Reforms Should Be Focused on Enhancing Productive Capital Allocation, Meeting of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
May 17, 2010 | Amplifying the Voices of Investors: The Work of the Investor Advisory Committee, Investor Advisory Committee Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
May 11, 2010 | Statement in Support of Extending a Fiduciary Duty to Broker-Dealers who Provide Investment Advice, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
May 3, 2010 | Recruiting the Best and the Brightest Means Striving for a Diverse Applicant Pool, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Apr. 29, 2010 | Protecting Investors by Requiring that Advice-Givers Stay True to the Fiduciary Framework, Chicago, Illinois | Commissioner Luis A. Aguilar | ||||
Apr. 16, 2010 | Regulatory Reform That Optimizes the Regulation of Systemic Risk, ABA Systemic Risk Panel, New York City, New York | Commissioner Luis A. Aguilar | ||||
Apr. 14, 2010 | Statement at SEC Open Meeting — Large Trader Reporting System, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Apr. 14, 2010 | Statement at SEC Open Meeting — Access to Listed Options, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Apr. 7, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Mar. 26, 2010 | A Shared Responsibility: Preserving the Fiduciary Standard, IA Compliance Best Practices Summit 2010, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Mar. 15, 2010 | Making Sure Investors Benefit from Money Market Fund Reform, Phoenix, Arizona | Commissioner Luis A. Aguilar | ||||
Feb. 24, 2010 | Statement at SEC Open Meeting — Global Accounting Standards, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Feb. 24, 2010 | Statement at SEC Open Meeting — Short Sale Restrictions, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Feb. 22, 2010 | Answering the Call to Public Service on Behalf of Investors, Investor Advisory Committee Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Feb. 5, 2010 | Sustainable Reform Prioritizing Long-Term Investors Requires the Right Orientation, SEC Speaks, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Jan. 27, 2010 | Statement at SEC Open Meeting — Disclosure Related to Issue of Climate Change, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Jan. 27, 2010 | Statement at SEC Open Meeting — Money Market Funds, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Jan. 13, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Commissioner Kathleen L. Casey | ||||||
Dec. 1, 2010 | The Evolving Relationship Between the SEC and State Corporate Law, Annual Meeting of the American College of Business Court Judges, Fairfax, Virginia | Commissioner Kathleen L. Casey | ||||
Nov. 19, 2010 | Statement at SEC Open Meeting — Security-Based Swap Data Repository Registration, Duties, and Core Principles, and Proposed Regulation SBSR, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Nov. 19, 2010 | Statement at SEC Open Meeting — Meeting Proposals to Implement Investment Adviser Provisions of the Dodd-Frank Act, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Nov. 3, 2010 | Statement at SEC Open Meeting — Proposed Rules for Implementing the Whistleblower Provisions of Secton 21F of the Securities Exchange Act of 1934, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Nov. 3, 2010 | Statement at SEC Open Meeting — Risk Management Controls for Brokers or Dealers with Market Access, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Oct. 13, 2010 | Statement at SEC Open Meeting — Issuer Review of Assets Underlying Asset-Backed Securities, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Oct. 13, 2010 | Statement at SEC Open Meeting — Mitigate Conflicts of Interest Under Section 765 of the Dodd-Frank Act, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Sep. 17, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Aug. 25, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Jul. 21, 2010 | Statement at SEC Open Meeting—12b-1 Fees, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Jul. 14, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Jun. 12, 2010 | "The Role of International Regulatory Cooperation and Coordination in Promoting Efficient Capital Markets", Milan, Italy | Commissioner Kathleen L. Casey | ||||
Apr. 7, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Feb. 24, 2010 | Statement at SEC Open Meeting — Short Sale Restrictions, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Feb. 24, 2010 | Statement at SEC Open Meeting — Global Accounting Standards, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Feb. 5, 2010 | Remarks at SEC Speaks, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Jan. 27, 2010 | Statement at SEC Open Meeting — Disclosure Related to Issue of Climate Change, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Jan. 27, 2010 | Statement at SEC Open Meeting — Money Market Funds, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Jan. 13, 2010 | Statement at SEC Open Meeting — Market Structure Concept Release, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Jan. 13, 2010 | Statement at SEC Open Meeting — Market Access, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Commissioner Troy A. Paredes | ||||||
Dec. 3, 2010 | Statement at SEC Open Meeting — Proposed Regulation SBSR, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Nov. 19, 2010 | Statement at SEC Open Meeting — Proposed Regulation SBSR, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Nov. 19, 2010 | Statement at SEC Open Meeting — Security-Based Swap Data Repository Registration, Duties, and Core Principles, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Nov. 19, 2010 | Statement at SEC Open Meeting — Meeting Proposals to Implement Investment Adviser Provisions of the Dodd-Frank Act, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Nov. 18, 2010 | Remarks at the 2010 SEC Government-Business Forum on Small Business Capital Formation, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Nov. 5, 2010 | Remarks at SEC's International Institute for Securities Enforcement and Market Oversight, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Nov. 3, 2010 | Statement at SEC Open Meeting — Proposed Rules for Implementing the Whistleblower Provisions of Secton 21F of the Securities Exchange Act of 1934, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Oct. 25, 2010 | “Corporate Governance and the New Financial Regulation: Complements or Substitutes?”, Transatlantic Corporate Governance Dialogue, Brussels, Belgium | Commissioner Troy A. Paredes | ||||
Oct. 13, 2010 | Statement at SEC Open Meeting — Mitigate Conflicts of Interest Under Section 765 of the Dodd-Frank Act, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Sep. 24, 2010 | Remarks at the Security Traders Association 77th Annual Conference and Business Meeting, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Sep. 17, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Aug. 25, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Jul. 21, 2010 | Statement at SEC Open Meeting—Form ADV, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Jul. 21, 2010 | Statement at SEC Open Meeting—12b-1 Fees, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Jun. 30, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Jun. 16, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Troy A. Paredes | ||||
May 26, 2010 | Statement at SEC Open Meeting — Municipal Securities Disclosure, Washington, D.C. | Commissioner Troy A. Paredes | ||||
May 26, 2010 | Statement at SEC Open Meeting — Consolidated Audit Trail, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Apr. 15, 2010 | Remarks at the 22nd Annual Tulane Corporate Law Institute, New Orleans, Louisiana | Commissioner Troy A. Paredes | ||||
Apr. 14, 2010 | Statement at SEC Open Meeting — Access to Listed Options, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Apr. 14, 2010 | Statement at SEC Open Meeting — Large Trader Reporting System, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Apr. 7, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Mar. 24, 2010 | Remarks at Midwest SIFMA & St. Louis Regional Chamber and Growth Association Luncheon, St. Louis, Missouri | Commissioner Troy A. Paredes | ||||
Feb. 24, 2010 | Statement at SEC Open Meeting — Global Accounting Standards, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Feb. 24, 2010 | Statement at SEC Open Meeting — Short Sale Restrictions, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Feb. 5, 2010 | Remarks at SEC Speaks, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Jan. 27, 2010 | Statement at SEC Open Meeting — Disclosure Related to Issue of Climate Change, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Jan. 27, 2010 | Statement at SEC Open Meeting — Money Market Funds, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Jan. 13, 2010 | Statement at SEC Open Meeting — Market Structure Concept Release, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Jan. 13, 2010 | Statement at SEC Open Meeting — Market Access, Washington, D.C. | Commissioner Troy A. Paredes | ||||
Commissioner Elisse B. Walter | ||||||
Dec. 7, 2010 | Statement at SEC Field Hearing on the State of the Municipal Securities Market, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Nov. 19, 2010 | Statement at SEC Open Meeting — Meeting Proposals to Implement Investment Adviser Provisions of the Dodd-Frank Act, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Nov. 10, 2010 | Remarks Before the PLI 42nd Annual Institute on Securities Regulation, New York, NY | Commissioner Elisse B. Walter | ||||
Nov. 3, 2010 | Statement at SEC Open Meeting — Proposed Rules for Implementing the Whistleblower Provisions of Secton 21F of the Securities Exchange Act of 1934, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Nov. 3, 2010 | Statement at SEC Open Meeting — Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Oct. 29, 2010 | Remarks before the 43rd Annual Securities Regulation Seminar, Los Angeles, California | Commissioner Elisse B. Walter | ||||
Oct. 28, 2010 | Key Note Address at the National Association of Bond Lawyers (NABL) 35th Bond Attorneys’ Workshop, San Antonio, Texas | Commissioner Elisse B. Walter | ||||
Oct. 13, 2010 | Statement at SEC Open Meeting — Issuer Review of Assets Underlying Asset-Backed Securities, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Sep. 29, 2010 | Keynote Address at the Eurofi Financial Forum 2010, Brussels, Belgium | Commissioner Elisse B. Walter | ||||
Sep. 21, 2010 | Statement at SEC Field Hearing on the State of the Municipal Securities Market, San Francisco, California | Commissioner Elisse B. Walter | ||||
Sep. 20, 2010 | "What's Next?": Remarks Before The 2010 Fall Meeting of the Council of Institutional Investors, San Diego, California | Commissioner Elisse B. Walter | ||||
Aug. 25, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Jul. 21, 2010 | Statement at SEC Open Meeting—Form ADV, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Jul. 21, 2010 | Statement at SEC Open Meeting—12b-1 Fees, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Jul. 6, 2010 | Supervisory Cooperation: The Next Frontier for International Securities Regulation, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Jun. 30, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Jun. 10, 2010 | Remarks at the 14th Annual SEC Regulation Outside the United States Conference, London, United Kingdom | Commissioner Elisse B. Walter | ||||
May 26, 2010 | Statement at SEC Open Meeting — Municipal Securities Disclosure, Washington, D.C. | Commissioner Elisse B. Walter | ||||
May 26, 2010 | Statement at SEC Open Meeting — Consolidated Audit Trail, Washington, D.C. | Commissioner Elisse B. Walter | ||||
May 7, 2010 | Remarks at 42nd Annual Rocky Mountain Securities Conference, Denver, Colorado | Commissioner Elisse B. Walter | ||||
Apr. 23, 2010 | "Plans and Prospects for Financial Regulatory Reform", San Diego, California | Commissioner Elisse B. Walter | ||||
Apr. 14, 2010 | Statement at SEC Open Meeting — Access to Listed Options, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Apr. 14, 2010 | Statement at SEC Open Meeting — Large Trader Reporting System, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Apr. 7, 2010 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Mar. 5, 2010 | Let the Story Shine Through, Remarks Before WESFACCA, Darien, Connecticut | Commissioner Elisse B. Walter | ||||
Feb. 26, 2010 | Remarks at 2010 Investment Adviser Compliance Forum, Arlington, Virginia | Commissioner Elisse B. Walter | ||||
Feb. 24, 2010 | Statement at SEC Open Meeting — Statement in Support of Convergence and Global Accounting Standards, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Feb. 24, 2010 | Statement at SEC Open Meeting — Short Sale Restrictions, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Feb. 5, 2010 | Remarks at "The SEC Speaks in 2010", Washington, D.C. | Commissioner Elisse B. Walter | ||||
Jan. 27, 2010 | Statement at SEC Open Meeting — Money Market Fund Reform, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Jan. 27, 2010 | Statement at SEC Open Meeting — Disclosure Related to Issue of Climate Change, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Jan. 13, 2010 | Statement at SEC Open Meeting — Market Structure Concept Release, Washington, D.C. | Commissioner Elisse B. Walter | ||||
Jan. 13, 2010 | Statement at SEC Open Meeting — Market Access, Washington, D.C. | Commissioner Elisse B. Walter |
Date | Title | Author |
Gregg E. Berman, Senior Advisor to the Director, Division of Trading and Markets | ||
Oct. 13, 2010 | Market Participants and the May 6 Flash Crash, New York, New York | Gregg E. Berman Senior Advisor to the Director, Division of Trading and Markets |
Paul A. Beswick, Deputy Chief Accountant, Office of the Chief Accountant | ||
Dec. 6. 2010 | Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Paul A. Beswick, Deputy Chief Accountant |
Jun. 3, 2010 | Remarks at the 29th Annual SEC and Financial Reporting Institute Conference, Pasadena, California | Paul A. Beswick Deputy Chief Accountant, Office of the Chief Accountant |
Wesley R. Bricker, Professional Accounting Fellow, Office of the Chief Accountant | ||
Dec. 6. 2010 | Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Wesley R. Bricker, Professional Accounting Fellow, Office of the Chief Accountant |
James A. Brigagliano, Deputy Director, Division of Trading and Markets | ||
Apr. 19, 2010 | Keynote Speech to the National Organization of Investment Professionals, Washington, D.C. | James A. Brigagliano, Deputy Director, Division of Trading and Markets |
Jan. 21, 2010 | Keynote Speech of the SIFMA Dark Pool Symposium, New York, New York | James A. Brigagliano Deputy Director, Division of Trading and Markets |
Wayne Carnall, Chief Accountant, Division of Corporation Finance | ||
Dec. 7, 2010 | Slide Presentation (PDF): Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Wayne Carnall, Chief Accountant, Division of Corporation Finance |
Dec. 6, 2010 | Slide Presentation (PDF): Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Wayne Carnall, Chief Accountant, Division of Corporation Finance |
Dec. 2010 | Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment | Wayne Carnall, Chief Accountant, Division of Corporation Finance |
Meredith Cross, Director, Division of Corporation Finance | ||
Oct. 22, 2010 | Remarks at the ABA Business Law Section, Delaware Business Law Forum, Wilmington, Delaware | Meredith B. Cross Director, Division of Corporation Finance |
Jul. 22, 2010 | Statement Regarding the Registered Asset-Backed Securities Market | Meredith Cross Director, Division of Corporation Finance |
Brian T. Croteau, Deputy Chief Accountant, Office of the Chief Accountant | ||
Dec. 6. 2010 | Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Brian T. Croteau, Deputy Chief Accountant, Office of the Chief Accountant |
Carlo V. di Florio, Director, Office of Compliance Inspections and Examinations | ||
Dec. 21, 2010 | Remarks at SIFMA Compliance and Legal Society December Monthly Luncheon, December 2010, Washington, D.C. | Carlo V. di Florio Director, Office of Compliance Inspections and Examinations |
Nov. 1, 2010 | Remarks at the 2010 NSCP National Meeting, Washington, D.C. | Carlo V. di Florio Director, Office of Compliance Inspections and Examinations |
Jan. 26, 2010 | Remarks at the CCOutreach National Seminar, Washington, D.C. | Carlo V. di Florio Director, Office of Compliance Inspections and Examinations |
Andrew J. Donohue, Director, Division of Investment Management | ||
Oct. 28, 2010 | Remarks at the 2010 ALI-ABA Conference on Life Insurance Company Products, Washington, D.C. | Andrew J. Donohue Director, Division of Investment Management |
Oct. 6, 2010 | Luncheon and Keynote Address at NICSA East Coast Regional Meeting, Boston, Massachusetts | Andrew J. Donohue Director, Division of Investment Management |
Oct. 4, 2010 | Keynote Speech at 2010 Retirement Income Industry Association Awards Dinner, Boston, Massachusetts | Andrew J. Donohue Director, Division of Investment Management |
Jun. 3, 2010 | Keynote Address at the ALI-ABA Compliance Conference, Washington, D.C. | Andrew J. Donohue Director, Division of Investment Management |
May 26, 2010 | Keynote Address Before the Annual Policy Seminar of the European Fund and Asset Management Association, Brussels, Belgium | Andrew J. Donohue Director, Division of Investment Management |
May 11, 2010 | Keynote Address Before the Massachusetts Society of CPAs Investment Company InfoShare Program, Boston, Massachusetts | Andrew J. Donohue Director, Division of Investment Management |
Apr. 24, 2010 | Luncheon Address Before a Meeting of the Business Law Section of the American Bar Association Committee on Federal Regulation of Securities, Denver, Colorado | Andrew J. Donohue Director, Division of Investment Management |
Apr. 8, 2010 | Remarks Before the Practising Law Institute's Investment Management Institute 2010, New York, New York | Andrew J. Donohue, Director, Division of Investment Management |
Feb. 25, 2010 | Keynote Address at IAA/ACA Insight's Investment Adviser Compliance Forum 2010, Arlington, Virginia | Andrew J. Donohue Director, Division of Investment Management |
Feb. 19, 2010 | Regulating Hedge Funds and Other Private Investment Pools, New York, New York | Andrew J. Donohue Director, Division of Investment Management |
Elaine Greenberg, Chief of the Municipal Securities and Public Pension Unit | ||
Jan. 13, 2010 | Remarks at News Conference Announcing New SEC Leaders in Enforcement Division, Washington, D.C. | Elaine Greenberg, Chief of the Municipal Securities and Public Pension Unit |
Daniel Hawke, Chief of the Market Abuse Unit | ||
Jan. 13, 2010 | Remarks at News Conference Announcing New SEC Leaders in Enforcement Division, Washington, D.C. | Daniel Hawke, Chief of the Market Abuse Unit |
Stephanie L. Hunsaker, Associate Chief Accountant, Division of Corporation Finance | ||
Dec. 2010 | Slide Presentation (PDF): Areas of Frequent Staff Comment — Financial Institutions | Stephanie L. Hunsaker, Associate Chief Accountant, Division of Corporation Finance |
Robert Kaplan, Co-Chief of the Asset Management Unit | ||
Jan. 13, 2010 | Remarks at News Conference Announcing New SEC Leaders in Enforcement Division, Washington, D.C. | Robert Kaplan, Co-Chief of the Asset Management Unit |
Bruce Karpati, Co-Chief of the Asset Management Unit | ||
Jan. 13, 2010 | Remarks at News Conference Announcing New SEC Leaders in Enforcement Division, Washington, D.C. | Bruce Karpati, Co-Chief of the Asset Management Unit |
James L. Kroeker, Chief Accountant, Office of the Chief Accountant | ||
Dec. 6. 2010 | Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | James L. Kroeker, Chief Accountant, Office of the Chief Accountant |
Robert S. Khuzami, Director, Division of Enforcement | ||
Jul. 15, 2010 | Remarks at News Conference Announcing Landmark $550 Million Goldman Sachs Settlement, Washington, D.C. | Robert S. Khuzami and Lorin L. Reisner Division of Enforcement |
May 21, 2010 | Statement at News Conference Announcing Virginia Financial and Securities Fraud Task Force, Richmond, Virginia | Robert S. Khuzami, Director, Division of Enforcement |
Mar. 19, 2010 | Speech to the Society of American Business Editors and Writers (SABEW), Phoenix, Arizona | Robert S. Khuzami, Director, Division of Enforcement |
Jan. 13, 2010 | Remarks at News Conference Announcing Enforcement Cooperation Initiative and New Senior Leaders, Washington, D.C. | Robert S. Khuzami, Director, Division of Enforcement |
Kenneth Lench, Chief of the Structured and New Products Unit | ||
Jan. 13, 2010 | Remarks at News Conference Announcing New SEC Leaders in Enforcement Division, Washington, D.C. | Kenneth Lench, Chief of the Structured and New Products Unit |
Joel K. Levine, Associate Chief Accountant - Interactive Data, Director's Office, Division of Corporation Finance | ||
May 28, 2010 | Slide Presentation: Remarks at the 25th Midyear SEC Institute Conference, Washington, D.C. | Joel K. Levine Associate Chief Accountant - Interactive Data, Director's Office, Division of Corporation Finance |
John F. Offenbacher, Senior Associate Chief Accountant, Office of the Chief Accountant | ||
Dec. 6. 2010 | Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | John F. Offenbacher, Senior Associate Chief Accountant, Office of the Chief Accountant |
Craig Olinger, Deputy Chief Accountant, Division of Corporation Finance | ||
Dec. 8, 2010 | Slide Presentation (PDF): Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Craig Olinger, Deputy Chief Accountant, Division of Corporation Finance |
Lorin L. Reisner, Deputy Director, Division of Enforcement | ||
Jul. 15, 2010 | Remarks at News Conference Announcing Landmark $550 Million Goldman Sachs Settlement, Washington, D.C. | Robert S. Khuzami and Lorin L. Reisner Division of Enforcement |
Jun. 16, 2010 | Remarks at Joint News Conference, U.S. Department of Justice, Washington, D.C. | Lorin L. Reisner Deputy Director, Division of Enforcement |
Cheryl Scarboro, Chief of the Foreign Corrupt Practices Act Unit | ||
Jan. 13, 2010 | Remarks at News Conference Announcing New SEC Leaders in Enforcement Division, Washington, D.C. | Cheryl Scarboro, Chief of the Foreign Corrupt Practices Act Unit |
Howard Scheck, Chief Accountant, Division of Enforcement | ||
Dec. 6, 2010 | Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Howard Scheck, Chief Accountant, Division of Enforcement |
Lori J. Schock, Director, Office of Investor Education and Advocacy | ||
Oct. 19, 2010 | Remarks at Money Smart Week: A Financial Literacy and Education Summit, Charleston, West Virginia | Lori J. Schock Director, Office of Investor Education and Advocacy |
Nilima Shah, Associate Chief Accountant, Office of the Chief Accountant | ||
Dec. 6, 2010 | Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Nilima Shah, Associate Chief Accountant, Office of the Chief Accountant |
Thomas Sporkin, Chief of the Office of Market Intelligence | ||
Jan. 13, 2010 | Remarks at News Conference Announcing New SEC Leaders in Enforcement Division, Washington, D.C. | Thomas Sporkin, Chief of the Office of Market Intelligence |
Sagar S. Teotia, Professional Accounting Fellow | ||
Dec. 6, 2010 | Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Sagar S. Teotia, Professional Accounting Fellow, Office of the Chief Accountant |
Lisa D. Watson, Professional Accounting Fellow, Office of the Chief Accountant | ||
Dec. 6. 2010 | Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Lisa D. Watson, Professional Accounting Fellow, Office of the Chief Accountant |
http://www.sec.gov/news/2010speechalpha.shtml
Contact | Employment | Links | FOIA | Forms | Privacy Policy | Modified: 03/15/2011 |