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Commission Speeches and Public Statements Archive: 1983
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1983 Speeches by the Chairman and Commissioners
| Date |
Title |
Author |
| Fourth Quarter |
| Dec. 7, 1983 |
Outline of Remarks to Peat, Marwick & Mitchell, SEC Partners |
Commissioner
James C. Treadway, Jr. |
| Dec. 6, 1983 |
Statement Regarding the Application of the Chicago Mercantile Exchange for Designation as a Contract Market for Proposed Futures Contract on Standard & Poor's Energy Index, Commodity Futures Trading Commission |
Commissioner
James C. Treadway, Jr. |
| Dec. 1, 1983 |
Causes and Consequences, Securities Industry Association, Boca Raton, Florida |
Chairman
John S. R. Shad |
| Nov. 10, 1983 |
Investor Relations and the SEC, National Investors Relations Institute, Washington, D.C. |
Chairman
John S. R. Shad |
| Nov. 3, 1983 |
The Commission' s Enforcement Program and the Integrity of Financial Statements, Sixteenth Annual Securities Regulatory Seminar, Los Angeles, California |
Commissioner
James C. Treadway, Jr. |
| Oct. 25, 1983 |
The U.S. Experience -- Federal Regulation with Cooperation, "The City and Self-Regulation" CSI/Institute of Chartered Accountants Conference, London, England |
Commissioner
Barbara S. Thomas |
| Oct. 21, 1983 |
Competition and Takeovers in America, Financial Times Conference, Competition, Mergers, Aquisitions, Buy-Outs And Public Policy, London, England |
Chairman
John S. R. Shad |
| Oct. 17, 1983 |
Shareholder Activism and Corporate Ethics - The Government as Referee, The Leroy Jeffers Memorial Lectures on Theology and Law, Houston, Texas |
Commissioner
James C. Treadway, Jr. |
| Oct. 9, 1983 |
Post-War Trends and Recent Developments in the Market and at the SEC, National Security Traders Association, Boca Raton, Florida |
Chairman
John S. R. Shad |
| Oct. 8, 1983 |
An Overview of Rule 415 and Some Thoughts About the Future, Securities Industry Association, Thirteenth Annual Meeting, Middle Atlantic District, Hot Springs, Virginia |
Commissioner
James C. Treadway, Jr. |
| Oct. 6, 1983 |
Management Buyouts: Are Public Shareholders Getting a Fair Deal?, International Bar Association, Toronto, Ontario, Canada |
Commissioner
Bevis Longstreth |
| Third Quarter |
| Sep. 29, 1983 |
A Seamless Web: Banks, New Activities and Disclosure, Third Annual Seminar, Securities Activities of Banks, New York, New York |
Commissioner
James C. Treadway, Jr. |
| Jul. 31, 1983 |
Panel Discussion on the Prospects for the Reordering or Restructuring of the Regulation of Financial Services, American Bar Association, Annual Meeting, Atlanta, Georgia |
Commissioner
Bevis Longstreth |
| Second Quarter |
| Jun. 28, 1983 |
Glass-Steagall -- Who Should Decide?, Executive Committees of Bank Investments and Funds Mgt. Divisions, American Bankers Association, Washington, D.C. |
Commissioner
John R. Evans |
| Jun. 23, 1983 |
Shareholder Proposal Rule, Edison Electric Institute Seminar on Current SEC Developments, Washington, D.C. |
Commissioner
James C. Treadway, Jr. |
| Jun. 9, 1983 |
Developments in the Regulation of Accounting and Financial Disclosure Under the Federal Securities Acts, Conference on New Trends in Accounting and Financial Reporting, Machinery and Allied Products Institute, Arlington, Virginia |
Commissioner
John R. Evans |
| Jun. 2, 1983 |
Insider Trading and the Duty Analysis After Chiarella, ALI-ABA, Securities Litigation Program, Boston, Massachusetts |
Commissioner
James C. Treadway, Jr. |
| Jun. 1, 1983 |
Market Structure for the '80s -- The SEC at a Crossroads, National Institute on Securities Regulation 1983, University of Colorado, Boulder, Colorado |
Commissioner
Bevis Longstreth |
| May 12, 1983 |
The Impact of Expanded Banking Activities Upon the Securities Industry, Securities Industry in the 1980's Conference, Atlanta, Georgia |
Chairman
John S. R. Shad |
| May 5, 1983 |
The Securities and Exchange Commission: Some History and Future, Washington & Lee University, Lexington, Virginia |
Commissioner
James C. Treadway, Jr. |
| May 5, 1983 |
The Roles of the SEC and FASB in Providing Timely Guidance on Emerging Accounting Issues, American Society of Women Accountants New York Chapter, New York City, New York |
Commissioner
Barbara S. Thomas |
| Apr. 29, 1983 |
The Shelf Rule: An Interim Appraisal, Securities Industry Association, Colorado Springs, Colorado |
Commissioner
Barbara S. Thomas |
| Apr. 29, 1983 |
The SEC's Role in Financial Disclosure, Eighth AICPA National Conference for CPAs in Industry, Denver, Colorado |
Commissioner
Bevis Longstreth |
| Apr. 15, 1983 |
Current Developments in the Definition of a Security, ALI-ABA Course of Study "Regulation D Offerings of Limited Partnerships and Corporate Capital Raising: At the Commission and in Practice", Washington, D.C. |
Commissioner
James C. Treadway, Jr. |
| Apr. 13, 1983 |
Are "Cooked Books" a Failure of Corporate Governance?, American Society of Corporate Secretaries, Inc., Cleveland, Ohio |
Commissioner
James C. Treadway, Jr. |
| Apr. 12, 1983 |
Remarks, National Advisory Council, Senate Committee on Small Business, Washington, D.C. |
Commissioner
John R. Evans |
| Apr. 8, 1983 |
Are "Cooked Books" a Failure of Corporate Governance?, Third Annual Southern Securities Institute, Miami Beach, Florida |
Commissioner
James C. Treadway, Jr. |
| Apr. 8, 1983 |
Open Letter to Bush Task Group on Regulation of Financial Services and Wirth Commission on Capital Markets, The American Assembly, Columbia University, New York, New York |
Commissioner
Bevis Longstreth |
| Apr. 7, 1983 |
Some History, Georgia Southern University, Statesboro, Georgia |
Commissioner
James C. Treadway, Jr. |
| Apr. 6, 1983 |
Amending the Shareholder Proposal Rule: A New Approach, Conference of the Corporate Transfer Agents Association, New York, New York |
Commissioner
Barbara S. Thomas |
| First Quarter |
| Mar. 24, 1983 |
Corporate Governance for Mutual Funds -- Is it Ready for a Change, 1983 Mutual Funds and Investment Management Conference, Federal Bar Association and Commerce Clearing House, Inc., Palm Springs, California |
Commissioner
John R. Evans |
| Mar. 23, 1983 |
The Glass-Steagall Act and the Securities and Exchange Commission, Mutual Funds and Investment Management Conference, Palm Springs, California |
Commissioner
James C. Treadway, Jr. |
| Mar. 11, 1983 |
"Cooked Books": Just Old, Unappetizing Recipes, Institute for Corporate Counsel, Los Angeles, California |
Commissioner
James C. Treadway, Jr. |
| Mar. 11, 1983 |
Insider Trading: An Internal Problem with International Implications, Conference of the International Faculty for Corporate and Capital Market Law, Paris, France |
Commissioner
Barbara S. Thomas |
| Mar. 2, 1983 |
"Cooked Books": No New Recipes, The Securities Law Committee of the Federal Bar Association, Washington, D.C. |
Commissioner
James C. Treadway, Jr. |
| Feb. 26, 1983 |
"Cooked Books": No New Recipes, The Third Annual Northwest Securities Institute, Seattle, Washington |
Commissioner
James C. Treadway, Jr. |
| Feb. 10, 1983 |
In Search of a New Safety Net for the Financial Services Industry, New York Regional Group of the American Society of Corporate Secretaries, New York, New York |
Commissioner
Bevis Longstreth |
| Jan. 24, 1983 |
Changing Financial Services and Regulation, North American Securities Administrators Association, Financial Institutions Forum, Baltimore, Maryland |
Commissioner
John R. Evans |
| Jan. 18, 1983 |
Remarks Before the Committee on Commodities Regulation, ABA Section of Corporation, Banking & Business Law, Cerromar Beach, Puerto Rico |
Commissioner
James C. Treadway, Jr. |
| Jan. 12, 1983 |
The Accounting Profession's Self-Regulatory Program and the SEC's Oversight Role, AICPA Tenth National Conference on Current SEC Developments, Washington, D.C. |
Commissioner
Barbara S. Thomas |
http://www.sec.gov/news/speech/speecharchive/1983speech.shtml
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