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Commission Speeches and Public Statements Archive: 1989
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1989 Speeches by the Chairman and Commissioners
| Date |
Title |
Author |
| Fourth Quarter |
| Oct. 12, 1989 |
Integrity and Competition in Chicago's Futures Markets, Kent College Commodities Law Institute, Chicago, Illinois |
Commissioner
Joseph A. Grundfest |
| Oct. 11, 1989 |
M&A and R&D: Is Corporate Restructuring Stifling Research and Development?, National Academies of Sciences and Engineering, Academy Industry Program of the National Research Council |
Commissioner
Joseph A. Grundfest |
| Third Quarter |
| Sep. 20, 1989 |
Enforcement Initiatives of the SEC: 1989, Securities Law Committee of the Federal Bar Association, Washington, D.C. |
Commissioner
Mary L. Schapiro |
| Sep. 19, 1989 |
Remarks Before the 14th Annual Conference of the International Organization of Securities Commissions, Venice, Italy |
Chairman
David S. Ruder |
| Second Quarter |
| Jun. 26, 1989 |
Responsibility and Regulation in the Savings and Loan Industry, U.S. League of Savings Institutions, Washington, D.C. |
Commissioner
Joseph A. Grundfest |
| Jun. 14, 1989 |
Principles for Fashioning Inter-Agency Policy in the Transnational Financial Markets, Conference on Global Investment & Risk Management of the Futures Industry Association and Futures and Option World, London, England |
Commissioner
Edward H. Fleischman |
| May 22, 1989 |
Remarks Before the American Banker Bond Buyer Conference on Strategic Corporate Restructuring and Financing, New York City, New York |
Chairman
David S. Ruder |
| May 19, 1989 |
Securities Market Issues for 1989: Market Liquidity, Large Trader Information, and Holding Company Risk Assessment, Women's Economic Round Table, New York City, New York |
Chairman
David S. Ruder |
| May 15, 1989 |
Remarks on the Group of Thirty Report on International Clearance and Settlement, New York City |
Chairman
David S. Ruder |
| May 11, 1989 |
Remarks Before the National Association of Corporate Treasurers Annual Meeting, New York City, New York |
Chairman
David S. Ruder |
| Apr. 26, 1989 |
Luncheon Address Before the SEC/NASAA Section 19(c) Conference, Washington, D.C. |
Chairman
David S. Ruder |
| Apr. 5, 1989 |
Perspective from the Commission Table: Supervision, 1989 Compliance and Legal Division Seminar of the Securities Industry Association, Orlando, Florida |
Commissioner
Edward H. Fleischman |
| First Quarter |
| Feb. 27, 1989 |
Remarks Before the Annenberg Washington Program 1989 Forum on Technology and Financial Markets, Washington, D.C. |
Chairman
David S. Ruder |
| Feb. 17, 1989 |
Projections, Ninth Annual Southern Federal Securities Institute, Miami, Florida |
Commissioner
Edward H. Fleischman |
| Feb. 10, 1989 |
Regulation and the Technology of Finance, Inaugural Lecture, Center for the Study of Financial Markets and Institutions, Brown University |
Commissioner
Joseph A. Grundfest |
| Jan. 26, 1989 |
The Treadway Commission Report: Two Years Later, Sixteenth Annual Securities Regulation Institute, The University of California, San Diego, California |
Commissioner
Joseph A. Grundfest |
| Jan. 14, 1989 |
Remarks Before the North American Securities Administrators Association Enforcement Conference, Newport Beach, California |
Commissioner
Mary L. Schapiro |
| Jan. 10, 1989 |
Private Sector Accounting Standards: The SEC's Oversight Role, AICPA Sixteenth National Conference on Current SEC Developments, Washington, D.C. |
Chairman
David S. Ruder |
1989 Speeches and Statements by Commission Staff
| Date |
Title |
Author |
| Fourth Quarter |
| Dec. 7, 1989 |
Remarks, SEC/ICI Procedures Conference-1989, Washington, D.C. |
Kathryn B. McGrath, Director, Division of Investment Management |
| Third Quarter |
| No speeches are available for this quarter. |
| Second Quarter |
| Jun. 16, 1989 |
Challenges Facing the Securities Industry, Business Week and Securities Week |
Richard G. Ketchum, Director, Division of Market Regulation |
| First Quarter |
| Mar. 22, 1989 |
Future Issues in Market Regulation, D.C. Bar Corporation, Finance and Securities Law Section, Washington, D.C. |
Richard G. Ketchum, Director, Division of Market Regulation |
| Mar. 13, 1989 |
Remarks to the 1989 Mutual Funds and Investment Management Conference |
Kathryn B. MaGrath, Director, Division of Investment Management |
| Feb. 6, 1989 |
Legislative and Regulatory Update: Banks and Mutual Funds, 1989 American Bankers Association National Trust & Financial Services Conference, San Francisco, California |
Kathryn B. McGrath, Director, Division of Investment Mangament |
| Jan. 17-18, 1989 |
Regulation of International Securities Transactions, Institute for International Research, Inc., New York, New York |
Richard G. Ketchum, Director, Division of Market Regulation |
http://www.sec.gov/news/speech/speecharchive/1989speech.shtml
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