An official website of the United States government
Here’s how you know
Official websites use .gov
A .gov website belongs to an official government organization in the United States.
Secure .gov websites use HTTPS
A lock
()
or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.
Individuals with Court or Commission Orders Entered Against Them
ALAN COHEN
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. ANTHONY SARIVOLA, DONNA SARIVOLA, ALAN COHEN, JOSEPH MAZZO, GEORGE C. BERGLEITNER, JR., RICHARD VOIGHT, EDWARD DUFFY, MICHAEL KARP, MARK ANTHONY, MICHELLE SUPPES, MILAN INTERNATIONAL, LTD., MILAN NATIONAL CORPORATION, LEONA ENTERPRISES, INC., STANDARD INVESTMENT HOLDINGS, INC., EUROBANC, LTD., AND SUPPES SECURITIES, 1:95-cv-09270 (S.D.N.Y.)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. BRETT A. COHEN; DAVID V. MYERS; AARON J. SCALIA; AND STEPHEN J. SCALIA, 3:10-cv-02514 (S.D. Cal.)
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. GLENN COHEN, CRAIG COHEN, MARC I. COHEN, STEVEN A. COHEN, and LAURIE G. TOPAL, 1:14-cv-03655 (S.D.N.Y.)
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. DELTA ONSHORE MANAGEMENT, LLC, JERRY P. JACKSON, PETER J. BROOKS, DANIEL COHEN, and JASON HERTZ, 6:08-cv-01278 (D. Kan.)
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. POWERTRADERSPRESS.COM, INC., ELITE STOCK RESEARCH, INC., ERIK MATZ, RONALD HARDY, ANTHONY VASSALLO, STEPHANIE LEE, JEFFREY CHARTIER, LAWRENCE D. ISEN, ROBERT GLECKMAN, MICHAEL WATTS, BRIAN HEEPKE, DENNIS J. VERDEROSA, EMIN COHEN, SERGIO RAMIREZ, and ASHLEY ANTOS, 1:17-cv-04133 (E.D.N.Y.)
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. GLENN COHEN, CRAIG COHEN, MARC I. COHEN, STEVEN A. COHEN, and LAURIE G. TOPAL, 1:14-cv-03655 (S.D.N.Y.)
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of HUNTER ADAMS, JASON A. COHEN, STEVEN M. COHEN, DAVID HIRSCH, JONATHAN D. WINSTON, JOHN J. GREMMO, III, JAMES L. BILA, CHRISTIAN W. BLAKE, LOUIS R. FACCHINI, JR., ROBERTO A. MANGIARANO, JOSEPH P. MANNINO, DAVID M. MARGULES, JAMES J. PELLIZZI, DAVID M. PESSO, MICHAEL PUGLIESE, CHRISTOPHER J. RUSSO, HOWARD I. WEINSTEIN, and ROBERT J. WINSTON, SEC File No. 3-10437
Enforcement Action: U.S. SECURITIES AND EXCHANGE COMMISSION v. EQUITYBUILD, INC., EQUITYBUILD FINANCE, LLC, JEROME H. COHEN, and SHAUN D. COHEN, 1:18-cv-05587 (N.D. Ill.)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. WILLIAM M. BAKER, LAURENCE D. COHEN, FRANK D. EDWARDS, CURTIS W. HOWES AND MARK A. TATKOW, 1:04-cv-12444 (D. Mass.)
Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and March 31, 2024. This feature will be updated periodically to add individuals from newly-filed actions.
Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.
When making decisions about investments and investment professionals, you should not solely use this tool. For other resources and tools, see Information for the Individual Investor or visit Investor.gov.