Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
July 18, 2007	Global Finance & Investments, Inc., Charles R. Davis, Lucre Fund, LLC, JTA Enterprises, William H. Clark, Level Par Investments, LLC, Kelly G. Rogers, Sterling Meridian LLC, Ronald J. Linn Glenn Maske and William F. Dippolito, Defendants, and USAssets & Funding Corp., Nevada Sentry Service Corp., Wells Ventures LLC, Triquestra Management Corp., and CMR Mngt. Group, LLC, Relief Defendants Release No. LR-20200 See Also: Complaint in this matter
July 18, 2007	James M. Materna, John R. Holtzhauser, and Paul R. Venesky Release No. LR-20199, AAER-2642 See Also: Complaint in this matter , Administrative Proceedings Release
July 18, 2007	Samuel Aaron Meltzer Release No. LR-20198
July 18, 2007	Lorine Sweeney and Gary Scherping; Ilona Kay Collin; David Eric Nesvisky; Robert Allen Diehl; Madhavan Sivathanu Pillai Release No. LR-20197, AAER-2641 See Also: Complaints in this matter Sweeney and Scherping , Collins , Nesvisky , Diehl , Pillai , Administrative Proceedings Release , Administrative Proceedings Release , Administrative Proceedings Release
July 16, 2007	AOB Commerce, Inc., AOB Asia Fund I, LLC, and Terchi Liao a/k/a Nelson Liao, et al. Release No. LR-20196 See Also: Complaint in this matter
July 12, 2007	The Hockey Barn LLC and Jeffrey J. Coleman Release No. LR-20195
July 12, 2007	Tasty Fries, Inc., Edward C. Kelly and Louis M. Kelly Release No. LR-20194
July 12, 2007	Michael F. Shanahan, Sr., et al. Release No. LR-20193, AAER-2633 See Also: Complaint in this matter
July 11, 2007	Roderic Lee Boling III, Anna August Boling, Jeffrey Scott Mills and Direct Results of Sweetwater, LLC Release No. LR-20192
July 10, 2007	CEP Holdings, Inc. D/B/A Colonendparenthesis.net, Trevor Reed, Clayton Kimbrell and Colon End Parenthesis Trust, LLC Release No. LR-20191 See Also: Complaint in this matter
July 10, 2007	Aleksey Kamardin Release No. LR-20190
July 10, 2007	TG Capital, LLC, Thanh Viet "Jeremy" Cao, and Lodavina Grosnickle Release No. LR-20189 See Also: Complaint in this matter
July 10, 2007	Raymond C. Chop and Nicholas F. Chop Release No. LR-20188
July 9, 2007	Graham J. Lefford Release No. LR-20184
July 9, 2007	Darrel T. Uselton and Jack E. Uselton Release No. LR-20187
July 9, 2007	The Hockey Barn LLC and Jeffrey J. Coleman Release No. LR-20186
July 9, 2007	Brightpoint, Inc., American International Group, Inc., Phillip Bounsall, John Delaney and Timothy Harcharik Release No. LR-20185, AAER-2632
July 6, 2007	Global Online Direct, Inc., Bryant E. Behrmann, and Larry "Buck" E. Hunter Release No. LR-20183 See Also: Complaint in this matter , and Order Appointing Receiver
July 5, 2007	U.S. Sustainable Energy Corporation and John D. Stanton Release No. LR-20182
July 5, 2007	Amerifirst Funding, Inc., Amerifirst Acceptance Corporation, Jeffery C. Bruteyn and Dennis W. Bowden Release No. LR-20181
July 3, 2007	The Hockey Barn LLC and Jeffrey J. Coleman Release No. LR-20180 See Also: Complaint in this matter
July 2, 2007	Theodore Roxford a/k/a Lawrence David Niren and Hollingsworth, Rothwell & Roxford Release No. LR-20179 See Also: Complaint in this matter
July 2, 2007	Mark Leslie, Kenneth E. Lonchar, Paul A. Sallaberry, Michael M. Cully and Douglas S. Newton Release No. LR-20178, AAER-2631 See Also: Complaint in this matter
July 2, 2007	Chancellor Corporation, et al. Release No. LR-20177, AAER-2630
June 29, 2007	Michael W. Sulfridge Release No. LR-20173, AAER-2625 See Also: Complaint in this matter
June 29, 2007	Bunchan et al. Release No. LR-20172
June 29, 2007	Cyberkey Solutions, Inc. and James E. Plant Release No. LR-20171
June 29, 2007	Eric E. Resteiner, et al. Release No. LR-20170
June 29, 2007	James P. O'Donnell, Jay D. Bolding and Debra L. Keith; Kenneth W. DiFonzo; Dwight J. Goslee and Harry J. Hill Release No. LR-20176, AAER-2629
June 29, 2007	Philip C. Galbo and Larry Solberg Release No. LR-20175 See Also: Complaint in this matter
June 29, 2007	Si Chan Wooh Release No. LR-20174 See Also: Complaint in this matter
June 28, 2007	John J. Lawbaugh Release No. LR-20169
June 27, 2007	Simpson Capital Management, Inc., et al. Release No. LR-20168 See Also: Complaint in this matter
June 26, 2007	GLG Partners, L.P. Release No. LR-20167 See Also: Complaint in this matter , Administrative Proceedings Release
June 25, 2007	Kevin B. Collins Release No. LR-20166, AAER-2624 See Also: Complaint in this matter , Administrative Proceedings Release
June 25, 2007	Universal Express, Inc., Richard A. Altomare, Chris G. Gunderson, Mark S. Neuhaus, George J. Sandhu, Spiga Ltd., Tarun Mendiratta Release No. LR-20165
June 22, 2007	Graham Release No. LR-20163, AAER-2621 See Also: Complaint in this matter
June 22, 2007	Forman, et al. Release No. LR-20164, AAER-2622 See Also: Complaint in this matter
June 21, 2007	Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington International Fund, LLC a/k/a Lexington International Fund, Inc.; and Oxford Adams Capital, LLC Release No. LR-20162
June 20, 2007	Trautman Wasserman & Company, Inc., Gregory O. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot Brenda P. Murray, Chief Administrative Law Judge Release No. LR-20161 File Number: 3-12559
June 20, 2007	Alfred S. Teo, Sr., et al. Release No. LR-20160
June 20, 2007	Jeffrey McMahon Release No. LR-20159, AAER-2619 See Also: Complaint in this matter
June 20, 2007	International Fiduciary Corp., S.A., et al. Release No. LR-20158
June 19, 2007	Romano Ancelmo Fontana Filho Release No. LR-20157 See Also: Complaint in this matter
June 18, 2007	Tom Shanahan and Clem Hannon Release No. LR-20156, AAER-2617 See Also: Complaint in this matter
June 18, 2007	Terese Dearmin and Richard Harris Release No. LR-20155
June 14, 2007	Peter W. Fisher, N. Tyler Fisher, David B. Stocker, Phillip W. Offill, Jr., and Collective Thought Holdings, Inc. Release No. LR-20154 See Also: Complaint in this matter
June 13, 2007	David A. Schwinger Release No. LR-20152 See Also: Complaint in this matter
June 13, 2007	Mutual Benefits Corp., et al. Release No. LR-20151
June 13, 2007	Joseph Galamb Release No. LR-20153 See Also: Complaint in this matter
June 12, 2007	Security Asset Capital Corporation, et al. Release No. LR-20150
June 12, 2007	World Information Technology, Inc., et al. Release No. LR-20149
June 8, 2007	John L. Montana, Melvin R. Lyttle, Paul E. Knight, Worldwide T&P, Inc., First National Equity, LLC and P.K. Trust & Holding, Inc. Release No. LR-20148
June 7, 2007	Pension Fund of America L.C., et al. Release No. LR-20147
June 6, 2007	Michael J. Snyder Release No. LR-20146
June 6, 2007	Mark R. Conway Release No. LR-20145
June 5, 2007	C. Wesley Rhodes, Jr., Rhodes Econometrics, Inc., the Rhodes Company, and Resource Transactions, Inc. Release No. LR-20144 See Also: Complaint in this matter
June 5, 2007	Amit Mathur, et al. Release No. LR-20143
June 4, 2007	Justin Scott and Omid Kamshad, et al. Release No. LR-20141 See Also: Administrative Proceedings Release , Administrative Proceedings Release
June 4, 2007	Harold S. Longs and Your Money Worth, Inc. Release No. LR-20140 See Also: Complaint in this matter
June 4, 2007	Michael J. Snyder Release No. LR-20142
June 1, 2007	O.J. Chidolue Release No. LR-20139
June 1, 2007	Joseph P. Nacchio, Robert S. Woodruff, Robin R. Szeliga, Afshin Mohebbi, James J. Kozlowski and Frank T. Noyes Release No. LR-20138, AAER-2614 See Also: Complaint in this matter , Administrative Proceedings Release
May 31, 2007	Brocade Communications Systems, Inc. Release No. LR-20137 See Also: Complaint in this matter
May 31, 2007	Mercury Interactive, LLC (f/k/a Mercury Interactive Corporation), Amnon Landan, Sharlene Abrams, Douglas Smith, and Susan Skaer Release No. LR-20136 See Also: Complaint in this matter
May 31, 2007	David Lon Nally Release No. LR-20135
May 31, 2007	Lohmus Haavel & Viisemann, et al. Release No. LR-20134
May 30, 2007	William A. DiBella, et al. Release No. LR-20133
May 30, 2007	Barclays Bank PLC and Steven J. Landzberg Release No. LR-20132 See Also: Complaint in this matter
May 25, 2007	Raymond C. Chop and Nicholas F. Chop Release No. LR-20131 See Also: Complaint in this matter
May 25, 2007	Roger D. Blackwell et al Release No. LR-20130
May 24, 2007	Frederick David Jones and Mark Godden Release No. LR-20129
May 23, 2007	Robert Goehring Release No. LR-20128
May 23, 2007	Universo FoneClub Corporation, et al. Release No. LR-20127
May 23, 2007	Arthur A. Goodwin Release No. LR-20126, AAER-2612
May 23, 2007	The BISYS Group, Inc. Release No. LR-20125, AAER-2611 See Also: Complaint in this matter
May 23, 2007	Bradford C. Bleidt, et al. Release No. LR-20120A
May 22, 2007	Gerald H. Levine and Marie A. Levine Release No. LR-20124, AAER-2610
May 22, 2007	One Wall Street, Inc., Donte C. Jarvis, Alan Brown, Willis "Bill" White III, and Cecil Baptiste, a/k/a John Latorri Release No. LR-20123
May 18, 2007	Empire Development Group, et al. Release No. LR-20122 See Also: Complaint in this matter
May 17, 2007	Larry Michael Parrish, et al. Release No. LR-20121 See Also: Administrative Proceedings Release , Administrative Proceedings Release
May 17, 2007	Aimsi Technologies, Inc., et al. Release No. LR-20119
May 16, 2007	Bert Fingerhut et al. Release No. LR-20118 See Also: Complaint in this matter
May 15, 2007	Michael W. Crow, Duncan Capital LLC, Duncan Capital Group LLC, Robert David Fuchs, and Robert MacGregor Release No. LR-20117 See Also: Complaint in this matter
May 14, 2007	NJ Affordable Homes Corp., Wayne Puff and Kenneth Lagonia Release No. LR-20116
May 14, 2007	Christopher M. Balkenhol Release No. LR-20115 See Also: Complaint in this matter
May 14, 2007	Gayle Spence Luacaw Release No. LR-20114, AAER-2609
May 11, 2007	One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp., Ajaz Rahim, Sunil Sehgal, Seema Sehgal, Hafiz Naseem, and Francisco Javier Garcia Release No. LR-20113 See Also: Complaint in this matter
May 10, 2007	World Information Technology, Inc. Release No. LR-20109
May 10, 2007	Jennifer Xujia Wang, et al. Release No. LR-20112 See Also: Complaint in this matter
May 10, 2007	Zahra Ghods and RUSA Cap., Inc., Defendants, and Unisource Cap., LLC, Relief Defendant Release No. LR-20111 See Also: Complaint in this matter
May 10, 2007	Penthouse International, Inc., Charles Samel and Jason Galanis Release No. LR-20110, AAER-2608
May 10, 2007	Jack Calvin, et al. Release No. LR-20108
May 9, 2007	Albert E. Parish, Jr., Parish Economics LLC and Summerville Hard Assets LLC Release No. LR-20107
May 8, 2007	Kan King Wong and Charlotte Ka On Wong Leung Release No. LR-20106 See Also: Complaint in this matter , Temporary Restraining Order
May 4, 2007	One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp, Sunil Sehgal, Seema Sehga. Hafiz Naseem and Francisco Javier Garcia Release No. LR-20105 See Also: Complaint in this matter
May 3, 2007	Gary V. Morris Release No. LR-20104, AAER-2606
May 3, 2007	Frank J. Russo Release No. LR-20103
May 3, 2007	Lydia Capital, LLC et al. Release No. LR-20102 See Also: Complaint in this matter
May 3, 2007	Vencent A. Donlan, Defendant, and Robin D. Colls Donlan, Relief Defendant Release No. LR-20101 See Also: Complaint in this matter

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