Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Oct. 10, 2014	8000, Inc., Jonathan E. Bryant, Thomas J. Kelly, and Carl N. Duncan, Esq. Release No. LR-23110
Oct. 10, 2014	The Estate of Vincent James Saviano and Palmetto Investments LLC Release No. LR-23109 See Also: SEC Complaint
Oct. 8, 2014	Paul T. Mannion, Jr., et al. Release No. LR-23108
Oct. 8, 2014	Geoffrey J. Eiten and National Financial Communications Corp. Release No. LR-23107
Oct. 8, 2014	Nationwide Automated Systems, Inc. et al. Release No. LR-23106 See Also: SEC Complaint
Oct. 6, 2014	Nikolai Battoo, BC Capital Group S.A. (Panama), BC Capital Group Limited (Hong Kong), and Tracy Lee Sunderlage Release No. LR-23104A File Number: 3-6699,
Oct. 6, 2014	Puglisi, et al. Release No. LR-23105
Oct. 3, 2014	Patrick G. Rooney, John R. Rooney, and Positron Corporation Release No. LR-23103
Oct. 1, 2014	Oscar F. Villarreal Release No. LR-23102
Sept. 30, 2014	George B. Franz III Release No. LR-23101
Sept. 30, 2014	Dennis F. Wright Release No. LR-23100 See Also: SEC Complaint
Sept. 30, 2014	Lee Cole, et al. Release No. LR-23099
Sept. 30, 2014	Wealth Strategy Partners, LC, et al. Release No. LR-23098
Sept. 30, 2014	Thomas Abdallah, et al. Release No. LR-23097
Sept. 29, 2014	China Valves Technology, Inc., et al. Release No. LR-23096 See Also: SEC Complaint
Sept. 29, 2014	Michael B. Ferguson and Transactions Unlimited Release No. LR-23095
Sept. 29, 2014	Erick Laszlo Mathe and Ashif Jiwa Release No. LR-23094 See Also: SEC Complaint
Sept. 25, 2014	Marlon Quan, et al., Release No. LR-23093
Sept. 25, 2014	Spencer Pharmaceutical Inc., et al. Release No. LR-23092
Sept. 23, 2014	Zhunrize, Inc. Release No. LR-23091 See Also: SEC Complaint
Sept. 22, 2014	Trendon T. Shavers and Bitcoin Savings and Trust Release No. LR-23090
Sept. 22, 2014	Frank Tamayo Release No. LR-23089
Sept. 19, 2014	Craig A. Karlis, et al. Release No. LR-23088
Sept. 18, 2014	Jason Cope, et al. Release No. LR-23087 See Also: SEC Complaint
Sept. 17, 2014	Dimitry Braveman and Vitaly Pupynin Release No. LR-23086 See Also: SEC Complaint
Sept. 16, 2014	Abatement Corp. Holding Company Limited, et al. Release No. LR-23085 See Also: SEC Complaint
Sept. 16, 2014	Joseph D. Stilwell Release No. LR-23084
Sept. 15, 2014	DDBO Consulting, Inc./CalPacific Equity Group, LLC, et al. Release No. LR-23083
Sept. 12, 2014	Edward Henderson and Paul Desjourdy Release No. LR-23082
Sept. 10, 2014	Heart Tronics, Inc., et al. Release No. LR-23081
Sept. 9, 2014	Steven R. Markusen, et al. Release No. LR-23080
Sept. 5, 2014	Jesse C. Litvak Release No. LR-23079
Sept. 4, 2014	Michael Lee and ZipGlobal Holdings, Inc. (Corrected) Release No. LR-23078
Sept. 4, 2014	Justin Moongyu Lee, et al. Release No. LR-23077
Aug. 28, 2014	Blake Richards Release No. LR-23075
Aug. 26, 2014	Michael Anthony Dupre Lucarelli Release No. LR-23074
Aug. 26, 2014	Oscar F. Villarreal Release No. LR-23073 See Also: SEC Complaint
Aug. 21, 2014	Andrew I. Farmer, et al. Release No. LR-23072
Aug. 19, 2014	Heidi Ann Gamer, Gamer Economic Systems, LLC, and Gamer Media Partners Corp. Release No. LR-23071 See Also: SEC Complaint
Aug. 18, 2014	J. Patrick O’Neill and Robert H. Bray Release No. LR-23070 See Also: SEC Complaint
Aug. 15, 2014	Moshe Manoah and Blair G. Schlossberg Release No. LR-23069 See Also: SEC Complaint
Aug. 14, 2014	Donald S. Toth and James A. Nash Release No. LR-23068 See Also: SEC Complaint
Aug. 14, 2014	Joseph D. Stilwell Release No. LR-23067 See Also: Order to Show Cause , Application and Memorandum
Aug. 13, 2014	Sage Advisory Group, LLC and Benjamin Lee Grant Release No. LR-23066
Aug. 13, 2014	Garber et al. (Corrected) Release No. LR-23065
Aug. 11, 2014	BIH Corporation, et al. Release No. LR-23064
Aug. 8, 2014	Julian R. Brown and Alliance Investment Management Limited Release No. LR-23063 See Also: SEC Complaint
Aug. 8, 2014	AIC, Inc., et al., Release No. LR-23062
Aug. 7, 2014	Rudolf D. Pameijer, et al. Release No. LR-23060
Aug. 7, 2014	Anthony G. Blumberg Release No. LR-23061 See Also: SEC Complaint
Aug. 4, 2014	Walter Ng, Kelly Ng, Bruce Horwitz, and The Mortgage Fund, LLC Release No. LR-23059
Aug. 4, 2014	John Thornes, Defendant, and Christopher Burnell, Kyle Larick, and Doreen Thornes, Relief Defendants Release No. LR-23058 See Also: SEC Complaint
Aug. 1, 2014	Robert Hurd, Your Best Memories International Inc. and Kenneth Gross Release No. LR-23057
Aug. 1, 2014	Robert Glenn Bard, et al. Release No. LR-23056
Aug. 1, 2014	M. "Shi" Shailendra Release No. LR-23055 See Also: SEC Complaint
Aug. 1, 2014	Freedom Foundation, et al. Release No. LR-23054 See Also: SEC Complaint
July 31, 2014	Donna Jessee Tucker Release No. LR-23053 See Also: SEC Complaint
July 29, 2014	MSGI Technology Solutions, Inc., and J. Jeremy Barbera Release No. LR-23052 See Also: SEC Complaint
July 25, 2014	Volt Information Sciences, Inc. and Debra L. Hobbs; Jack J. Egan, Jr. Release No. LR-23051, AAER-3569 and AAER-3570, AAER-3569
July 24, 2014	International Stock Transfer Inc and Cecil Frederick Speight Release No. LR-23050 See Also: SEC Complaint
July 22, 2014	Kevin McGrath Release No. LR-23049
July 22, 2014	Cedric Cañas Maillard, et al. Release No. LR-23048
July 18, 2014	Christopher Plummer, Lex M. Cowsert, and CytoGenix, Inc. Release No. LR-23047 See Also: SEC Complaint
July 17, 2014	Abraxas J. Discala, Marc E. Wexler, Matthew A. Bell, Craig L. Josephberg, and Ira Shapiro Release No. LR-23046 See Also: SEC Complaint
July 16, 2014	Patrick G. Rooney and Solaris Management, LLC Release No. LR-23045
July 15, 2014	Bernard H. Butts, Jr., Fotios Geivelis, Jr., also known as Frank Anastasio, Worldwide Funding III Limited LLC, Douglas J. Anisky, Sidney Banner, Express Commercial Capital LLC, James Baggs (Defendants), Bernard H. Butts, Jr. PA, Butts Holding Corporation, Margaret A. Hering, Global Worldwide Funding Ventures, Inc., and PW Consulting Group LLC (Relief Defendants) Release No. LR-23044
July 11, 2014	Robert G. Pearson and Illinois Stock Transfer Company (d/b/a/ ist Shareholder Services) Release No. LR-23043
July 11, 2014	Tyson D. Williams and Stanley D. Parrish Release No. LR-23042
July 11, 2014	Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, and Christopher Nix Release No. LR-23041 See Also: SEC Complaint
July 11, 2014	Eric McPhail, et al. Release No. LR-23040 See Also: SEC Complaint
July 8, 2014	John Babikian Release No. LR-23039
July 7, 2014	Mark A. Jackson and James J. Ruehlen Release No. LR-23038, AAER-3564
July 3, 2014	Bruce Alpert Release No. LR-23037
July 2, 2014	Todd A. Duckson, et al. Release No. LR-23036
June 30, 2014	Marcus Luna, Nathan Montgomery, Adam Daskivich, David Murtha, St. Paul Venture Fund LLC, Minnesota Venture Capital, Inc., Real Estate of Minnesota, Inc., Matrix Venture Capital, Inc. Release No. LR-23035
June 30, 2014	OM Investment Management LLC et al. Release No. LR-23034
June 27, 2014	AutoChina International Limited, Hui Kai Yan, Rui Ge Dong, Victory First Limited, Rainbow Yield Limited, Yong Qi Li, Ai Xi Ji, Ye Wang, Zhong Wen Zhang, Li Xin Ma, Yong Li Li, and Shu Ling Li Release No. LR-23033
June 26, 2014	Cheryl L. Robinson Release No. LR-23032 See Also: SEC Complaint
June 25, 2014	Daryl M. Payton and Benjamin Durant III Release No. LR-23031 See Also: SEC Complaint
June 24, 2014	Mark Balbirer Release No. LR-23028
June 24, 2014	Vineet Kalucha et al. Release No. LR-23030
June 24, 2014	Thomas Gaffney et al. Release No. LR-23029
June 24, 2014	Lance T. Berger Release No. LR-23027
June 23, 2014	Weston Capital Asset Management LLC, et al. Release No. LR-23026 See Also: SEC Complaint
June 17, 2014	John Lazorchak, et al. Release No. LR-23024
June 16, 2014	Scott Valente et al. Release No. LR-23023
June 13, 2014	Saleem Khan, et al. Release No. LR-23022 See Also: SEC Complaint
June 13, 2014	Lawrence P. Schmidt, Commercial Equity Partners, Ltd, FutureGen Company (d/b/a FutureGen Capital), FGC Distressed Assets Investment #1, LLC; FutureGen Capital DDA CG Fund LLC; FGC Tax Lien Fund #2, LLC; FGC Trading Fund #1 LLC; FGC SPE NO 1 LLC; FGC SPE NO 2 LLC; and FGC CM Note Fund LLC Release No. LR-23021
June 12, 2014	Luis Chang and Everbright Development Overseas Limited Release No. LR-23020 See Also: SEC Complaint
June 11, 2014	Robert Hurd, Your Best Memories International Inc. and Kenneth Gross Release No. LR-23019
June 10, 2014	E-Monee.com, Inc. et al. Release No. LR-23016
June 10, 2014	Michael J. Baron Release No. LR-23018 See Also: SEC Complaint
June 10, 2014	Henry Morris, et al. Release No. LR-23017
June 5, 2014	Charles J. Dushek, et al. Release No. LR-23015
June 4, 2014	Giuseppe Pino Baldassarre, Robert Mouallem, and Malcolm Stockdale Release No. LR-23014
June 4, 2014	Arrowood Release No. LR-23013
June 3, 2014	Scott Valente and The ELIV Group, LLC Release No. LR-23012 See Also: SEC Complaint
June 2, 2014	Nelson J. Obus, Peter F. Black, Thomas Bradley Strickland, et. al. Release No. LR-23011
May 30, 2014	Steven McCraw Release No. LR-23010 See Also: SEC Complaint
May 29, 2014	Richard K. Olive and Susan L. Olive Release No. LR-23009

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